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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

53 hedge funds and large institutions have $51.3M invested in PennantPark Floating Rate Capital in 2014 Q2 according to their latest regulatory filings, with 18 funds opening new positions, 16 increasing their positions, 10 reducing their positions, and 19 closing their positions.

Holders
53
Holders Change
-1
Holders Change %
-1.85%
% of All Funds
1.52%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
18
Increased
16
Reduced
10
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
1
UBS
Switzerland
$3.58M
2
Deutsche Bank
2
Deutsche Bank
Germany
$1.41M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$940K
4
PP
4
Paloma Partners
Connecticut
$905K
5
Goldman Sachs
5
Goldman Sachs
New York
$722K

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$0
2
Millennium Management
2
Millennium Management
New York
$751K
3
State Street
3
State Street
Massachusetts
$0
4
BIT
4
BlackRock Institutional Trust
California
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$5.96M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$5.96M 417,131 -101,905 -20%
NIMC
2
NWQ Investment Management Company
California
$4.64M 324,492 – –
YMRC
3
Yorktown Management & Research Company
Virginia
$3.66M 256,058 – –
U
4
UBS
Switzerland
$3.58M 250,145 +243,629 +3,739%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$3.5M 245,084 +19,958 +9%
CIM
6
Confluence Investment Management
Missouri
$3.28M 229,467 -17,966 -7%
Manulife (Manufacturers Life Insurance)
7
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2.64M 184,823 +23,157 +14%
Northern Trust
8
Northern Trust
Illinois
$1.65M 115,712 -37,642 -25%
Stifel Financial
9
Stifel Financial
Missouri
$1.65M 115,245 +32,780 +40%
UBS AM
10
UBS AM
Illinois
$1.48M 103,768 -380 -0.4%
Deutsche Bank
11
Deutsche Bank
Germany
$1.41M 98,813 +90,684 +1,116%
AIM
12
Allen Investment Management
New York
$1.35M 94,288 +42,731 +83%
WFI
13
West Family Investments
California
$1.34M 93,520 – –
AW
14
ACG Wealth
Georgia
$1.32M 92,059 -6,586 -7%
BG
15
BlackRock Group
United Kingdom
$1.23M 85,970 -5,033 -6%
HighTower Advisors
16
HighTower Advisors
Illinois
$1.11M 77,697 +1,446 +2%
Two Sigma Investments
17
Two Sigma Investments
New York
$940K 65,757 +65,757 New
PP
18
Paloma Partners
Connecticut
$905K 63,325 +63,325 New
Millennium Management
19
Millennium Management
New York
$751K 52,546 -208,269 -80%
Goldman Sachs
20
Goldman Sachs
New York
$722K 50,523 +50,523 New
VFS
21
VSR Financial Services
Kansas
$712K 49,810 +2,000 +4%
OIA
22
Optimum Investment Advisors
Illinois
$656K 45,900 +43,835 +2,123%
COPPSERS
23
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$614K 42,944 +42,944 New
CS
24
Credit Suisse
Switzerland
$580K 40,619 +40,619 New
CA
25
Corrado Advisors
New Jersey
$550K 38,467 +2,809 +8%
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