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PennantPark Floating Rate Capital

82 hedge funds and large institutions have $124M invested in PennantPark Floating Rate Capital in 2021 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 37 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

756% more call options, than puts

Call options by funds: $1.39M | Put options by funds: $162K

30% more capital invested

Capital invested by funds: $95.5M → $124M (+$28.6M)

10% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 10

3.17% more ownership

Funds ownership: 23.7%26.86% (+3.2%)

1% more funds holding

Funds holding: 8182 (+1)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

49% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 37

Holders
82
Holders Change
+1
Holders Change %
+1.23%
% of All Funds
1.44%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
11
Increased
19
Reduced
37
Closed
10
Calls
$1.39M
Puts
$162K
Net Calls
+$1.23M
Net Calls Change
+$548K
Name Holding Trade Value Shares
Change
Change in
Stake
SIS
1
Sound Income Strategies
Florida
$28.8M +$1.92M +163,880 +7%
AS
2
Altshuler Shaham
Israel
$22.8M +$22.1M +1,891,245 New
VanEck Associates
3
VanEck Associates
New York
$8.18M +$1.2M +102,457 +17%
POIA
4
Pin Oak Investment Advisors
Texas
$4.14M -$43.5K -3,715 -1%
Two Sigma Advisers
5
Two Sigma Advisers
New York
$4.1M +$327K +28,000 +9%
Two Sigma Investments
6
Two Sigma Investments
New York
$3.62M -$175K -14,976 -5%
RVPG
7
Relative Value Partners Group
$3.61M -$25.3K -2,164 -0.7%
Arrowstreet Capital
8
Arrowstreet Capital
Massachusetts
$3.5M -$1.76M -150,072 -34%
Legal & General Group
9
Legal & General Group
United Kingdom
$3.21M -$76.6K -6,550 -2%
Osaic Holdings
10
Osaic Holdings
Arizona
$3.18M +$59.6K +5,093 +2%
PRCP
11
Pacific Ridge Capital Partners
Oregon
$2.74M -$1.59M -135,986 -37%
Morgan Stanley
12
Morgan Stanley
New York
$2.6M -$1.36M -116,496 -35%
BlackRock
13
BlackRock
New York
$2.5M -$971K -83,028 -28%
PA
14
PFG Advisors
Arizona
$1.94M -$30K -2,561 -2%
MC
15
Muzinich & Co
New York
$1.8M
Sumitomo Mitsui Trust Group
16
Sumitomo Mitsui Trust Group
Japan
$1.8M
HWAM
17
Hennion & Walsh Asset Management
New Jersey
$1.76M +$1.73M +147,859 New
TFCM
18
Taylor Frigon Capital Management
Arizona
$1.64M +$14.9K +1,271 +0.9%
HighTower Advisors
19
HighTower Advisors
Illinois
$1.56M -$290K -24,833 -16%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$1.45M
AAM
21
Advisors Asset Management
Colorado
$1.28M -$319K -27,295 -20%
MCM
22
McKinley Capital Management
Alaska
$1.12M -$59.8K -5,116 -5%
RIG
23
Roosevelt Investment Group
New York
$1.01M -$5.38K -460 -0.5%
ECM
24
ExodusPoint Capital Management
New York
$963K +$14.2K +1,210 +2%
Stifel Financial
25
Stifel Financial
Missouri
$958K +$11K +941 +1%

PFLT Hedge Fund Activity: Q1 2021 in Review

82 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q1 2021, worth a combined $124M — up 30% from $95.5M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PFLT positions and 10 closed out — a net gain of 1 holder — while 19 added to existing stakes and 37 trimmed.

The largest buyer was Altshuler Shaham, opening a new position worth an estimated $22.1M. The largest seller was B. Riley Wealth Management, exiting entirely with an estimated $2.98M sold.

  • 82 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q1 2021, up from 81 in Q4 2020.
  • Funds reported $124M of PennantPark Floating Rate Capital stock for Q1 2021, up 30% quarter-over-quarter.
  • 11 funds opened new PennantPark Floating Rate Capital positions in Q1 2021 and 10 closed out, a net change of +1 holder.
  • The largest PennantPark Floating Rate Capital buyer in Q1 2021 was Altshuler Shaham, an estimated $22.1M added.
  • The largest PennantPark Floating Rate Capital seller in Q1 2021 was B. Riley Wealth Management, an estimated $2.98M sold.

Based on aggregated 13F filings for Q1 2021.