B. Riley Wealth Management’s PennantPark Floating Rate Capital PFLT Stock Holding History

B. Riley Wealth Management’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-282,882	Closed	-$2.98M	–	466
2020 Q4	$2.98M	Sell	282,882 -9,164	-3%	-$86.7K	0.38%	67
2020 Q3	$2.46M	Buy	292,046 +1,436	+0.5%	+$12.1K	0.29%	84
2020 Q2	$2.44M	Sell	290,610 -1,950	-0.7%	-$14.3K	0.27%	94
2020 Q1	$1.42M	Buy	292,560 +46,950	+19%	+$492K	0.15%	136
2019 Q4	$2.99M	Buy	245,610 +4,327	+2%	+$51.4K	0.45%	53
2019 Q3	$2.8M	Buy	241,283 +15,272	+7%	+$177K	0.49%	48
2019 Q2	$2.61K	Buy	226,011 +33,167	+17%	+$409K	0.4%	53
2019 Q1	$2.47M	Buy	192,844 +1,178	+0.6%	+$15.1K	0.43%	54
2018 Q4	$2.22M	Buy	+191,666	New	+$2.42M	0.47%	49

Other funds holding PFLT

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Altshuler Shaham Tel Aviv, Israel $5.54B AUM 44.68% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

POIA

Pin Oak Investment Advisors Houston, Texas $141M AUM 20.83% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

B. Riley Wealth Management's PFLT Position: Q1 2021 in Review

B. Riley Wealth Management sold out of PennantPark Floating Rate Capital (PFLT) in Q1 2021, closing a stake of 282,882 shares — an estimated $2.98M sold.

B. Riley Wealth Management first reported a position in PFLT in Q4 2018 and held it in 9 quarters. The position peaked at $2.99M in Q4 2019. 82 funds tracked by Wall St. Rank hold PFLT as of Q1 2021.

B. Riley Wealth Management reported no remaining PennantPark Floating Rate Capital position as of Q1 2021 after selling out during the quarter.
B. Riley Wealth Management sold 282,882 PennantPark Floating Rate Capital shares in Q1 2021, an estimated $2.98M.
B. Riley Wealth Management first reported a position in PennantPark Floating Rate Capital in Q4 2018 and held it in 9 quarters.
B. Riley Wealth Management's PennantPark Floating Rate Capital position peaked at $2.99M in Q4 2019.
82 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q1 2021.

Based on B. Riley Wealth Management's 13F filing for Q1 2021, filed 17 May 2021.