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PennantPark Floating Rate Capital

96 hedge funds and large institutions have $68.8M invested in PennantPark Floating Rate Capital in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 33 increasing their positions, 33 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 33

1.45% less ownership

Funds ownership: 37.83%36.37% (-1.5%)

10% less funds holding

Funds holding: 10796 (-11)

43% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 21

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

61% less capital invested

Capital invested by funds: $178M → $68.8M (-$109M)

81% less call options, than puts

Call options by funds: $21K | Put options by funds: $109K

Holders
96
Holders Change
-11
Holders Change %
-10.28%
% of All Funds
2.12%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
12
Increased
33
Reduced
33
Closed
21
Calls
$21K
Puts
$109K
Net Calls
-$88K
Net Calls Change
-$84K
Name Holding Trade Value Shares
Change
Change in
Stake
SIS
1
Sound Income Strategies
Florida
$11.1M +$1.63M +155,817 +7%
AS
2
Altshuler Shaham
Israel
$9.61M
LCP
3
LGT Capital Partners
Switzerland
$4.34M -$539K -51,420 -5%
VanEck Associates
4
VanEck Associates
New York
$2.31M +$198K +18,904 +4%
PRCP
5
Pacific Ridge Capital Partners
Oregon
$2M +$103K +9,823 +2%
Morgan Stanley
6
Morgan Stanley
New York
$1.89M +$578K +55,208 +17%
PC
7
Polar Capital
United Kingdom
$1.6M -$1.15M -110,100 -25%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.56M +$3.36M +320,958 New
POIA
9
Pin Oak Investment Advisors
Texas
$1.55M +$839K +80,136 +33%
RA
10
Resource America
New York
$1.47M +$1.81M +173,000 +133%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.44M -$635K -60,657 -17%
BRWM
12
B. Riley Wealth Management
Tennessee
$1.42M +$492K +46,950 +19%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$1.4M +$487K +46,500 +19%
Acadian Asset Management
14
Acadian Asset Management
Massachusetts
$1.39M +$1.5M +143,271 +100%
Millennium Management
15
Millennium Management
New York
$1.38M +$2.96M +282,917 New
WFI
16
West Family Investments
California
$1.34M +$443K +42,300 +18%
MC
17
Muzinich & Co
New York
$1.33M -$291K -27,736 -9%
Sumitomo Mitsui Trust Group
18
Sumitomo Mitsui Trust Group
Japan
$1.31M +$2.87M +273,933 New
VEA
19
Virtus ETF Advisers
New York
$1.26M -$1.02M -97,636 -27%
Legal & General Group
20
Legal & General Group
United Kingdom
$1.07M +$99.9K +9,538 +5%
PA
21
PFG Advisors
Arizona
$1.07M +$236K +22,568 +15%
BlackRock
22
BlackRock
New York
$1.01M -$79.4K -7,577 -4%
Arrowstreet Capital
23
Arrowstreet Capital
Massachusetts
$968K -$3.39M -324,126 -62%
AAM
24
Advisors Asset Management
Colorado
$908K -$304K -29,066 -13%
HighTower Advisors
25
HighTower Advisors
Illinois
$867K +$292K +27,839 +19%

PFLT Hedge Fund Activity: Q1 2020 in Review

96 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q1 2020, worth a combined $68.8M — down 61% from $178M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of PFLT and 12 opened new positions — a net loss of 9 holders — while 33 trimmed existing stakes and 33 added.

The largest buyer was Millennium Management, opening a new position worth an estimated $2.96M. The largest seller was UBS Group, cutting an estimated $5.41M.

  • 96 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q1 2020, down from 107 in Q4 2019.
  • Funds reported $68.8M of PennantPark Floating Rate Capital stock for Q1 2020, down 61% quarter-over-quarter.
  • 12 funds opened new PennantPark Floating Rate Capital positions in Q1 2020 and 21 closed out, a net change of -9 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q1 2020 was Millennium Management, an estimated $2.96M added.
  • The largest PennantPark Floating Rate Capital seller in Q1 2020 was UBS Group, an estimated $5.41M sold.

Based on aggregated 13F filings for Q1 2020.