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PennantPark Floating Rate Capital

73 hedge funds and large institutions have $89.9M invested in PennantPark Floating Rate Capital in 2016 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 24 increasing their positions, 27 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

9% more capital invested

Capital invested by funds: $82.3M → $89.9M (+$7.56M)

7% more funds holding

Funds holding: 6873 (+5)

11% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 27

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
73
Holders Change
+5
Holders Change %
+7.35%
% of All Funds
1.95%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
9
Increased
24
Reduced
27
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.54M +$1.44M +129,390 +22%
PAIM
2
Punch & Associates Investment Management
Minnesota
$8.13M +$414K +37,228 +6%
AAM
3
Advisors Asset Management
Colorado
$7.43M -$227K -20,378 -3%
LCP
4
LGT Capital Partners
Switzerland
$5.97M +$167K +15,000 +3%
UBS Group
5
UBS Group
Switzerland
$5.63M +$320K +28,729 +6%
PC
6
Polar Capital
United Kingdom
$5.52M +$1.74M +156,600 +50%
WFI
7
West Family Investments
California
$3.62M +$507K +45,600 +17%
PRCP
8
Pacific Ridge Capital Partners
Oregon
$2.54M +$474K +42,630 +24%
CS
9
Credit Suisse
Switzerland
$2.49M -$1.32M -118,662 -36%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$2.34M -$21.8K -1,960 -1%
BRF
11
B. Riley Financial
California
$2.08M +$82.9K +7,454 +4%
CAS
12
Cue Advisory Services
Arizona
$1.78M -$103K -9,286 -6%
CIM
13
Confluence Investment Management
Missouri
$1.77M +$753K +67,631 +81%
MC
14
Muzinich & Co
New York
$1.72M +$51.5K +4,629 +3%
UBS AM
15
UBS AM
Illinois
$1.61M -$442K -39,732 -22%
Manulife (Manufacturers Life Insurance)
16
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.6M -$99.7K -8,956 -6%
BG
17
BlackRock Group
United Kingdom
$1.46M +$88.9K +7,990 +7%
RVPG
18
Relative Value Partners Group
$1.46M +$218K +19,553 +18%
GP
19
GLG Partners
United Kingdom
$1.46M -$2.3M -206,615 -62%
YCM
20
Yakira Capital Management
Connecticut
$1.42M -$246K -22,072 -15%
KACA
21
Kayne Anderson Capital Advisors
California
$1.42M +$467K +42,000 +53%
VanEck Associates
22
VanEck Associates
New York
$1.28M -$4.09K -368 -0.3%
TFCM
23
Taylor Frigon Capital Management
Arizona
$1.25M -$3.62K -325 -0.3%
CL
24
CSS LLC
Illinois
$1.16M -$34.5K -3,100 -3%
HighTower Advisors
25
HighTower Advisors
Illinois
$1.12M +$24.2K +2,177 +2%

PFLT Hedge Fund Activity: Q1 2016 in Review

73 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q1 2016, worth a combined $89.9M — up 9.2% from $82.3M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new PFLT positions and 4 closed out — a net gain of 5 holders — while 24 added to existing stakes and 27 trimmed.

The largest buyer was Polar Capital, adding an estimated $1.74M. The largest seller was GLG Partners, cutting an estimated $2.3M.

  • 73 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q1 2016, up from 68 in Q4 2015.
  • Funds reported $89.9M of PennantPark Floating Rate Capital stock for Q1 2016, up 9.2% quarter-over-quarter.
  • 9 funds opened new PennantPark Floating Rate Capital positions in Q1 2016 and 4 closed out, a net change of +5 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q1 2016 was Polar Capital, an estimated $1.74M added.
  • The largest PennantPark Floating Rate Capital seller in Q1 2016 was GLG Partners, an estimated $2.3M sold.

Based on aggregated 13F filings for Q1 2016.