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PennantPark Floating Rate Capital
PFLT

92 hedge funds and large institutions have $109M invested in PennantPark Floating Rate Capital in 2023 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 28 increasing their positions, 23 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

102% more call options, than puts

Call options by funds: $1.53M | Put options by funds: $756K

22% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 23

2% more capital invested

Capital invested by funds: $107M → $109M (+$2.21M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.69% less ownership

Funds ownership: 21.47% → 20.78% (-0.69%)

5% less funds holding

Funds holding: 97 → 92 (-5)

18% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 17

Holders
92
Holders Change
-5
Holders Change %
-5.15%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
14
Increased
28
Reduced
23
Closed
17
Calls
$1.53M
Puts
$756K
Net Calls
+$774K
Net Calls Change
+$191K

Top Buyers

Rank Fund Capital Flow
1
GG
Golden Green
South Carolina
+$1.68M
2
Goldman Sachs
Goldman Sachs
New York
+$1.21M
3
Two Sigma Investments
Two Sigma Investments
New York
+$1.2M
4
VanEck Associates
VanEck Associates
New York
+$1.02M
5
Morgan Stanley
Morgan Stanley
New York
+$932K

Top Sellers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
-$1.22M
2
HWAM
Hennion & Walsh Asset Management
New Jersey
-$517K
3
Osaic Holdings
Osaic Holdings
Arizona
-$332K
4
BPC
Banque Pictet & Cie
Switzerland
-$289K
5
PNAA
Pictet North America Advisors
Switzerland
-$289K
Name Holding Trade Value Shares
Change 		Change in
Stake
SIS
1
Sound Income Strategies
Florida
$30.4M -$21.6K -1,975 -0.1%
AS
2
Altshuler Shaham
Israel
$19.3M – – –
VanEck Associates
3
VanEck Associates
New York
$7.2M +$1.02M +93,258 +16%
Morgan Stanley
4
Morgan Stanley
New York
$3.77M +$932K +85,416 +32%
JMPWA
5
JP Morgan Private Wealth Advisors
California
$3.75M -$109K -10,017 -3%
Two Sigma Advisers
6
Two Sigma Advisers
New York
$3.53M +$633K +58,000 +21%
AAM
7
Advisors Asset Management
Colorado
$3.4M +$128K +11,721 +4%
Legal & General Group
8
Legal & General Group
United Kingdom
$3.28M +$105K +9,597 +3%
BlackRock
9
BlackRock
New York
$2.74M -$1.22M -111,383 -30%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.94M -$332K -30,450 -14%
HWAM
11
Hennion & Walsh Asset Management
New Jersey
$1.73M -$517K -47,364 -23%
Two Sigma Investments
12
Two Sigma Investments
New York
$1.68M +$1.2M +109,554 +224%
GG
13
Golden Green
South Carolina
$1.63M +$1.68M +153,589 New
UBS Group
14
UBS Group
Switzerland
$1.6M -$66.3K -6,070 -4%
HighTower Advisors
15
HighTower Advisors
Illinois
$1.35M +$22.3K +2,040 +2%
PA
16
PFG Advisors
Arizona
$1.31M -$136K -12,435 -9%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$1.3M – – –
Goldman Sachs
18
Goldman Sachs
New York
$1.18M +$1.21M +110,766 New
MC
19
Muzinich & Co
New York
$1.12M -$100K -9,200 -8%
Sumitomo Mitsui Trust Group
20
Sumitomo Mitsui Trust Group
Japan
$1.12M -$100K -9,200 -8%
MCM
21
McKinley Capital Management
Alaska
$945K -$7.78K -713 -0.8%
Stifel Financial
22
Stifel Financial
Missouri
$917K +$93.2K +8,538 +11%
TI
23
Tidal Investments
Wisconsin
$773K +$91.3K +8,365 +13%
EMFAT
24
Emerald Mutual Fund Advisers Trust
Pennsylvania
$751K +$772K +70,760 New
Mackenzie Financial
25
Mackenzie Financial
Ontario, Canada
$664K +$197K +18,002 +40%
1
2 3 4 5

PFLT Hedge Fund Activity: Q1 2023 in Review

92 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q1 2023, worth a combined $109M — up 2.1% from $107M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of PFLT and 14 opened new positions — a net loss of 3 holders — while 23 trimmed existing stakes and 28 added.

The largest buyer was Golden Green, opening a new position worth an estimated $1.68M. The largest seller was BlackRock, cutting an estimated $1.22M.

  • 92 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q1 2023, down from 97 in Q4 2022.
  • Funds reported $109M of PennantPark Floating Rate Capital stock for Q1 2023, up 2.1% quarter-over-quarter.
  • 14 funds opened new PennantPark Floating Rate Capital positions in Q1 2023 and 17 closed out, a net change of -3 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q1 2023 was Golden Green, an estimated $1.68M added.
  • The largest PennantPark Floating Rate Capital seller in Q1 2023 was BlackRock, an estimated $1.22M sold.

Based on aggregated 13F filings for Q1 2023.