Hennion & Walsh Asset Management’s PennantPark Floating Rate Capital PFLT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-50,025	Closed	-$533K	–	857
2023 Q3	$533K	Sell	50,025 -72,150	-59%	-$778K	0.03%	500
2023 Q2	$1.3M	Sell	122,175 -40,652	-25%	-$436K	0.08%	321
2023 Q1	$1.73M	Sell	162,827 -47,364	-23%	-$517K	0.11%	235
2022 Q4	$2.31M	Sell	210,191 -6,713	-3%	-$73.6K	0.14%	184
2022 Q3	$2.08M	Sell	216,904 -20,239	-9%	-$243K	0.14%	191
2022 Q2	$2.72M	Sell	237,143 -12,244	-5%	-$152K	0.17%	159
2022 Q1	$3.37M	Sell	249,387 -13,004	-5%	-$170K	0.18%	155
2021 Q4	$3.35M	Buy	262,391 +23,223	+10%	+$305K	0.16%	174
2021 Q3	$3.06M	Buy	239,168 +59,243	+33%	+$768K	0.16%	187
2021 Q2	$2.29M	Buy	179,925 +32,066	+22%	+$405K	0.12%	224
2021 Q1	$1.76M	Buy	+147,859	New	+$1.73M	0.11%	258