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PennantPark Floating Rate Capital

78 hedge funds and large institutions have $126M invested in PennantPark Floating Rate Capital in 2021 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 27 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

210% more call options, than puts

Call options by funds: $1.5M | Put options by funds: $486K

2% more capital invested

Capital invested by funds: $124M → $126M (+$2.4M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1.28% less ownership

Funds ownership: 26.86%25.58% (-1.3%)

5% less funds holding

Funds holding: 8278 (-4)

30% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 27

33% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 12

Holders
78
Holders Change
-4
Holders Change %
-4.88%
% of All Funds
1.36%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
19
Reduced
27
Closed
12
Calls
$1.5M
Puts
$486K
Net Calls
+$1.02M
Net Calls Change
-$206K
Name Holding Trade Value Shares
Change
Change in
Stake
SIS
1
Sound Income Strategies
Florida
$29.3M -$1.55M -122,378 -5%
AS
2
Altshuler Shaham
Israel
$24.3M
VanEck Associates
3
VanEck Associates
New York
$7.42M -$1.33M -105,238 -15%
Two Sigma Advisers
4
Two Sigma Advisers
New York
$4.58M +$195K +15,400 +4%
Two Sigma Investments
5
Two Sigma Investments
New York
$4.49M +$609K +48,247 +16%
POIA
6
Pin Oak Investment Advisors
Texas
$4.28M -$153K -12,100 -3%
JMPWA
7
JP Morgan Private Wealth Advisors
California
$3.74M +$3.72M +294,139 New
Osaic Holdings
8
Osaic Holdings
Arizona
$3.43M +$21.9K +1,730 +0.6%
RVPG
9
Relative Value Partners Group
$3.41M -$447K -35,379 -12%
Legal & General Group
10
Legal & General Group
United Kingdom
$3.15M -$286K -22,655 -8%
Arrowstreet Capital
11
Arrowstreet Capital
Massachusetts
$3.12M -$618K -48,889 -17%
BlackRock
12
BlackRock
New York
$2.97M +$286K +22,623 +11%
Morgan Stanley
13
Morgan Stanley
New York
$2.4M -$378K -29,964 -14%
HWAM
14
Hennion & Walsh Asset Management
New Jersey
$2.29M +$405K +32,066 +22%
PA
15
PFG Advisors
Arizona
$2.08M
Sumitomo Mitsui Trust Group
16
Sumitomo Mitsui Trust Group
Japan
$1.93M
MC
17
Muzinich & Co
New York
$1.93M
AAM
18
Advisors Asset Management
Colorado
$1.66M +$288K +22,762 +21%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$1.56M
HighTower Advisors
20
HighTower Advisors
Illinois
$1.51M -$158K -12,514 -10%
MCM
21
McKinley Capital Management
Alaska
$1.17M -$27.4K -2,169 -2%
RIG
22
Roosevelt Investment Group
New York
$1.09M
Mackenzie Financial
23
Mackenzie Financial
Ontario, Canada
$1.07M +$570K +45,132 +116%
Stifel Financial
24
Stifel Financial
Missouri
$1.03M +$366 +29 +0%
AWM
25
AE Wealth Management
Kansas
$886K +$481K +38,070 +121%

PFLT Hedge Fund Activity: Q2 2021 in Review

78 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q2 2021, worth a combined $126M — up 1.9% from $124M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of PFLT and 8 opened new positions — a net loss of 4 holders — while 27 trimmed existing stakes and 19 added.

The largest buyer was JP Morgan Private Wealth Advisors, opening a new position worth an estimated $3.72M. The largest seller was Pacific Ridge Capital Partners, exiting entirely with an estimated $2.74M sold.

  • 78 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q2 2021, down from 82 in Q1 2021.
  • Funds reported $126M of PennantPark Floating Rate Capital stock for Q2 2021, up 1.9% quarter-over-quarter.
  • 8 funds opened new PennantPark Floating Rate Capital positions in Q2 2021 and 12 closed out, a net change of -4 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q2 2021 was JP Morgan Private Wealth Advisors, an estimated $3.72M added.
  • The largest PennantPark Floating Rate Capital seller in Q2 2021 was Pacific Ridge Capital Partners, an estimated $2.74M sold.

Based on aggregated 13F filings for Q2 2021.