AWM
PFLT icon

AE Wealth Management’s PennantPark Floating Rate Capital PFLT Stock Holding History

AE Wealth Management’s Portfolio PFLT Stock Details PFLT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$126K Sell
16,897
-5,649
-25% -$47K ﹤0.01% 1846
2026
Q1 		$181K Buy
22,546
+428
+2% +$3.76K ﹤0.01% 1626
2025
Q4 		$205K Buy
22,118
+324
+1% +$2.94K ﹤0.01% 1513
2025
Q3 		$194K Buy
21,794
+153
+0.7% +$1.57K ﹤0.01% 1411
2025
Q2 		$224K Buy
21,641
+3,416
+19% +$34.6K ﹤0.01% 1254
2025
Q1 		$204K Sell
18,225
-728
-4% -$8.12K ﹤0.01% 1271
2024
Q4 		$207K Sell
18,953
-1,277
-6% -$14.3K ﹤0.01% 1260
2024
Q3 		$234K Sell
20,230
-2,404
-11% -$27.3K ﹤0.01% 1117
2024
Q2 		$261K Sell
22,634
-1,556
-6% -$17.7K ﹤0.01% 1073
2024
Q1 		$275K Sell
24,190
-26,440
-52% -$305K ﹤0.01% 987
2023
Q4 		$582K Buy
50,630
+8,385
+20% +$91.6K ﹤0.01% 1358
2023
Q3 		$450K Sell
42,245
-23,534
-36% -$254K ﹤0.01% 1434
2023
Q2 		$701K Buy
65,779
+4,945
+8% +$53.1K ﹤0.01% 1235
2023
Q1 		$645K Buy
60,834
+16,478
+37% +$180K ﹤0.01% 1230
2022
Q4 		$487K Sell
44,356
-16,787
-27% -$184K ﹤0.01% 1327
2022
Q3 		$587K Buy
61,143
+566
+0.9% +$6.8K ﹤0.01% 1166
2022
Q2 		$695K Sell
60,577
-1,385
-2% -$17.2K 0.01% 1035
2022
Q1 		$837K Sell
61,962
-2,176
-3% -$28.5K 0.01% 979
2021
Q4 		$819K Sell
64,138
-2,958
-4% -$38.9K 0.01% 1021
2021
Q3 		$858K Sell
67,096
-2,521
-4% -$32.7K 0.01% 921
2021
Q2 		$886K Buy
69,617
+38,070
+121% +$481K 0.01% 883
2021
Q1 		$375K Sell
31,547
-1,227
-4% -$14.4K ﹤0.01% 1167
2020
Q4 		$345K Buy
32,774
+1,327
+4% +$12.6K ﹤0.01% 1087
2020
Q3 		$265K Buy
31,447
+15,375
+96% +$130K ﹤0.01% 1083
2020
Q2 		$135K Buy
+16,072
New +$118K ﹤0.01% 1174

Other funds holding PFLT

SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
AS
Altshuler Shaham Tel Aviv, Israel $8.04B AUM 44.04% 1-Year Est. Return
DCP
Diameter Capital Partners New York $1.24B AUM 137.67% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

AE Wealth Management's PFLT Position: Q2 2026 in Review

AE Wealth Management reduced its PennantPark Floating Rate Capital (PFLT) stake by 25% in Q2 2026, selling an estimated $47K and leaving 16,897 shares worth $126K. The position accounts for ﹤0.01% of the portfolio, ranked #1846.

AE Wealth Management first reported a position in PFLT in Q2 2020 and has held it in 25 quarters since. The position peaked at $886K in Q2 2021. 125 funds tracked by Wall St. Rank hold PFLT as of Q2 2026.

  • AE Wealth Management held 16,897 shares of PennantPark Floating Rate Capital worth $126K as of Q2 2026.
  • AE Wealth Management sold 5,649 PennantPark Floating Rate Capital shares in Q2 2026, an estimated $47K.
  • PennantPark Floating Rate Capital made up ﹤0.01% of AE Wealth Management's portfolio in Q2 2026, its #1846 holding.
  • AE Wealth Management first reported a position in PennantPark Floating Rate Capital in Q2 2020 and has held it in 25 quarters since.
  • AE Wealth Management's PennantPark Floating Rate Capital position peaked at $886K in Q2 2021.
  • 125 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q2 2026.

Based on AE Wealth Management's 13F filing for Q2 2026, filed 3 Aug 2026.