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PennantPark Floating Rate Capital
PFLT

112 hedge funds and large institutions have $172M invested in PennantPark Floating Rate Capital in 2023 Q2 according to their latest regulatory filings, with 27 funds opening new positions, 37 increasing their positions, 21 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

286% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 7

214% more call options, than puts

Call options by funds: $1.36M | Put options by funds: $433K

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

76% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 21

58% more capital invested

Capital invested by funds: $109M → $172M (+$63.1M)

22% more funds holding

Funds holding: 92 → 112 (+20)

11.84% more ownership

Funds ownership: 20.78% → 32.62% (+12%)

Holders
112
Holders Change
+20
Holders Change %
+21.74%
% of All Funds
1.76%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
27
Increased
37
Reduced
21
Closed
7
Calls
$1.36M
Puts
$433K
Net Calls
+$925K
Net Calls Change
+$151K

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$11.3M
2
Two Sigma Investments
Two Sigma Investments
New York
+$9.38M
3
Citadel Advisors
Citadel Advisors
Florida
+$6.89M
4
Two Sigma Advisers
Two Sigma Advisers
New York
+$6.63M
5
Millennium Management
Millennium Management
New York
+$5.86M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
-$1.18M
2
EMFAT
Emerald Mutual Fund Advisers Trust
Pennsylvania
-$751K
3
WSTAM
Wilbanks Smith & Thomas Asset Management
Virginia
-$483K
4
HWAM
Hennion & Walsh Asset Management
New Jersey
-$436K
5
BAM
Belpointe Asset Management
Nevada
-$289K
Name Holding Trade Value Shares
Change 		Change in
Stake
SIS
1
Sound Income Strategies
Florida
$32M +$1.51M +140,881 +5%
AS
2
Altshuler Shaham
Israel
$19.1M – – –
Morgan Stanley
3
Morgan Stanley
New York
$15M +$11.3M +1,048,726 +295%
Two Sigma Investments
4
Two Sigma Investments
New York
$11M +$9.38M +873,765 +552%
Two Sigma Advisers
5
Two Sigma Advisers
New York
$10.1M +$6.63M +617,400 +185%
VanEck Associates
6
VanEck Associates
New York
$7.74M +$513K +47,769 +7%
Citadel Advisors
7
Citadel Advisors
Florida
$7.46M +$6.89M +641,465 +1,083%
Millennium Management
8
Millennium Management
New York
$6.09M +$5.86M +545,720 +2,128%
Marshall Wace
9
Marshall Wace
United Kingdom
$5M +$5.04M +469,264 New
SM
10
Scoggin Management
New York
$4.99M +$5.03M +468,581 New
Legal & General Group
11
Legal & General Group
United Kingdom
$3.82M +$540K +50,286 +16%
JMPWA
12
JP Morgan Private Wealth Advisors
California
$3.68M -$90.2K -8,403 -2%
AAM
13
Advisors Asset Management
Colorado
$3.21M -$209K -19,453 -6%
D.E. Shaw & Co
14
D.E. Shaw & Co
New York
$3M +$3.02M +281,806 New
BlackRock
15
BlackRock
New York
$2.61M -$137K -12,763 -5%
Osaic Holdings
16
Osaic Holdings
Arizona
$2.03M +$82.3K +7,668 +4%
UBS Group
17
UBS Group
Switzerland
$1.76M +$154K +14,380 +10%
GG
18
Golden Green
South Carolina
$1.61M -$29.5K -2,747 -2%
JP Morgan Chase
19
JP Morgan Chase
New York
$1.54M +$1.52M +141,643 +5,686%
QC
20
Quadrature Capital
United Kingdom
$1.52M +$1.53M +142,706 New
Hudson Bay Capital Management
21
Hudson Bay Capital Management
Connecticut
$1.43M +$1.44M +134,204 New
TI
22
Trexquant Investment
Connecticut
$1.35M +$1.16M +108,276 +598%
HighTower Advisors
23
HighTower Advisors
Illinois
$1.34M -$9.66K -900 -0.7%
PA
24
PFG Advisors
Arizona
$1.31M -$7.51K -700 -0.6%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$1.3M – – –
1
2 3 4 5

PFLT Hedge Fund Activity: Q2 2023 in Review

112 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q2 2023, worth a combined $172M — up 58% from $109M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new PFLT positions and 7 closed out — a net gain of 20 holders — while 37 added to existing stakes and 21 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $11.3M. The largest seller was Goldman Sachs, exiting entirely with an estimated $1.18M sold.

  • 112 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q2 2023, up from 92 in Q1 2023.
  • Funds reported $172M of PennantPark Floating Rate Capital stock for Q2 2023, up 58% quarter-over-quarter.
  • 27 funds opened new PennantPark Floating Rate Capital positions in Q2 2023 and 7 closed out, a net change of +20 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q2 2023 was Morgan Stanley, an estimated $11.3M added.
  • The largest PennantPark Floating Rate Capital seller in Q2 2023 was Goldman Sachs, an estimated $1.18M sold.

Based on aggregated 13F filings for Q2 2023.