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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

48 hedge funds and large institutions have $44.2M invested in PennantPark Floating Rate Capital in 2014 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 12 increasing their positions, 16 reducing their positions, and 8 closing their positions.

Holders
48
Holders Change
+4
Holders Change %
+9.09%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
15
Increased
12
Reduced
16
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$3.68M
2
AAM
2
Advisors Asset Management
Colorado
$2.09M
3
MC
3
Muzinich & Co
New York
$1.76M
4
TFCM
4
Taylor Frigon Capital Management
Arizona
$1.43M
5
JIC
5
JRM Investment Counsel
Nebraska
$1.07M

Top Sellers

1
AIM
1
Allen Investment Management
New York
$169K
2
CIM
2
Confluence Investment Management
Missouri
$2.01M
3
NIMC
3
NWQ Investment Management Company
California
$5.78M
4
MERSOM
4
Municipal Employees' Retirement System of Michigan
Michigan
$0
5
DCM
5
Driehaus Capital Management
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
NIMC
1
NWQ Investment Management Company
California
$5.78M 420,678 -34,199 -8%
UBS Group
2
UBS Group
Switzerland
$3.68M 268,307 +268,307 New
YMRC
3
Yorktown Management & Research Company
Virginia
$3.52M 256,058 – –
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$3.12M 227,239 -23,856 -10%
Morgan Stanley
5
Morgan Stanley
New York
$2.38M 173,628 +6,903 +4%
AAM
6
Advisors Asset Management
Colorado
$2.09M 151,971 +151,971 New
CIM
7
Confluence Investment Management
Missouri
$2.01M 146,563 -45,153 -24%
WFI
8
West Family Investments
California
$1.76M 127,994 +24,970 +24%
MC
9
Muzinich & Co
New York
$1.76M 128,008 +128,008 New
Stifel Financial
10
Stifel Financial
Missouri
$1.59M 115,479 -6,345 -5%
UBS AM
11
UBS AM
Illinois
$1.46M 106,316 +3,517 +3%
TFCM
12
Taylor Frigon Capital Management
Arizona
$1.43M 103,760 +103,760 New
HighTower Advisors
13
HighTower Advisors
Illinois
$1.11M 80,639 +1,490 +2%
JIC
14
JRM Investment Counsel
Nebraska
$1.07M 78,218 +78,218 New
TYCC
15
Texas Yale Capital Corp
Florida
$1.01M 73,201 +16,026 +28%
BG
16
BlackRock Group
United Kingdom
$900K 65,565 -8,637 -12%
OIA
17
Optimum Investment Advisors
Illinois
$828K 68,775 +9,305 +16%
CAS
18
Cue Advisory Services
Arizona
$761K 55,400 +55,400 New
RVP
19
Relative Value Partners
Illinois
$753K 54,852 +54,852 New
AW
20
ACG Wealth
Georgia
$744K 54,154 +90 +0.2%
VFS
21
VSR Financial Services
Kansas
$647K 47,100 -710 -1%
Goldman Sachs
22
Goldman Sachs
New York
$635K 46,228 -18,381 -28%
AWM
23
AllSquare Wealth Management
New York
$622K 45,300 +45,300 New
CG
24
Caprock Group
Idaho
$618K 45,006 +45,006 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$572K 41,673 +1,353 +3%
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