ACG Wealth’s PennantPark Floating Rate Capital PFLT Stock Holding History

ACG Wealth’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-54,154	Closed	-$744K	–	219
2014 Q4	$744K	Buy	54,154 +90	+0.2%	+$1.25K	0.2%	105
2014 Q3	$745K	Sell	54,064 -37,995	-41%	-$535K	0.21%	101
2014 Q2	$1.32M	Sell	92,059 -6,586	-7%	-$91.2K	0.25%	90
2014 Q1	$1.36M	Buy	98,645 +4,744	+5%	+$65.7K	0.4%	70
2013 Q4	$1.29M	Sell	93,901 -7,841	-8%	-$106K	0.33%	77
2013 Q3	$1.4M	Sell	101,742 -6,424	-6%	-$88.4K	0.58%	55
2013 Q2	$1.53M	Buy	+108,166	New	+$1.54M	0.6%	54

Other funds holding PFLT

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

TFCM

Taylor Frigon Capital Management Scottsdale, Arizona $176M AUM 24.25% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

ACG Wealth's PFLT Position: Q1 2015 in Review

ACG Wealth sold out of PennantPark Floating Rate Capital (PFLT) in Q1 2015, closing a stake of 54,154 shares — an estimated $744K sold.

ACG Wealth first reported a position in PFLT in Q2 2013 and held it in 7 quarters. The position peaked at $1.53M in Q2 2013. 50 funds tracked by Wall St. Rank hold PFLT as of Q1 2015.

ACG Wealth reported no remaining PennantPark Floating Rate Capital position as of Q1 2015 after selling out during the quarter.
ACG Wealth sold 54,154 PennantPark Floating Rate Capital shares in Q1 2015, an estimated $744K.
ACG Wealth first reported a position in PennantPark Floating Rate Capital in Q2 2013 and held it in 7 quarters.
ACG Wealth's PennantPark Floating Rate Capital position peaked at $1.53M in Q2 2013.
50 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q1 2015.

Based on ACG Wealth's 13F filing for Q1 2015, filed 15 May 2015.