UBS AM
PFLT icon

UBS AM’s PennantPark Floating Rate Capital PFLT Stock Holding History

UBS AM’s Portfolio PFLT Stock Details PFLT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-741
Closed -$8.6K – 2743
2019
Q3 		$8.6K Sell
741
-250
-25% -$2.9K ﹤0.01% 2815
2019
Q2 		$11.5K Sell
991
-62
-6% -$765 ﹤0.01% 2768
2019
Q1 		$13.5K Sell
1,053
-12
-1% -$154 ﹤0.01% 2694
2018
Q4 		$12.3K Sell
1,065
-47
-4% -$594 ﹤0.01% 2659
2018
Q3 		$14.6K Buy
1,112
+5
+0.5% +$68 ﹤0.01% 2647
2018
Q2 		$15.1K Hold
1,107
– – ﹤0.01% 2664
2018
Q1 		$14.5K Sell
1,107
-2,484
-69% -$32.8K ﹤0.01% 2560
2017
Q4 		$49.3K Sell
3,591
-252
-7% -$3.55K ﹤0.01% 2437
2017
Q3 		$55.6K Sell
3,843
-5,296
-58% -$75.5K ﹤0.01% 2391
2017
Q2 		$129K Sell
9,139
-161
-2% -$2.25K ﹤0.01% 2318
2017
Q1 		$130K Sell
9,300
-60,414
-87% -$839K ﹤0.01% 2267
2016
Q4 		$984K Sell
69,714
-714
-1% -$9.64K ﹤0.01% 1561
2016
Q3 		$932K Buy
70,428
+22,726
+48% +$292K ﹤0.01% 1712
2016
Q2 		$592K Sell
47,702
-89,714
-65% -$1.08M ﹤0.01% 1880
2016
Q1 		$1.61M Sell
137,416
-39,732
-22% -$442K ﹤0.01% 1445
2015
Q4 		$1.99M Sell
177,148
-10,183
-5% -$119K ﹤0.01% 1441
2015
Q3 		$2.24M Buy
187,331
+80,889
+76% +$1.05M ﹤0.01% 1372
2015
Q2 		$1.48M Buy
106,442
+2,182
+2% +$30.8K ﹤0.01% 1526
2015
Q1 		$1.46M Sell
104,260
-2,056
-2% -$28.4K ﹤0.01% 1484
2014
Q4 		$1.46M Buy
106,316
+3,517
+3% +$48.9K ﹤0.01% 1457
2014
Q3 		$1.42M Sell
102,799
-969
-0.9% -$13.7K ﹤0.01% 1431
2014
Q2 		$1.48M Sell
103,768
-380
-0.4% -$5.26K ﹤0.01% 1440
2014
Q1 		$1.44M Sell
104,148
-1,880
-2% -$26.1K ﹤0.01% 1440
2013
Q4 		$1.46M Sell
106,028
-1,185
-1% -$16K ﹤0.01% 1376
2013
Q3 		$1.48M Buy
107,213
+2,632
+3% +$36.2K ﹤0.01% 1353
2013
Q2 		$1.48M Buy
+104,581
New +$1.49M ﹤0.01% 1323

Other funds holding PFLT

SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
AS
Altshuler Shaham Tel Aviv, Israel $5.54B AUM 44.68% 1-Year Est. Return
LCP
LGT Capital Partners Pfaeffikon, Switzerland $1.88B AUM 20.37% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
PC
Polar Capital London, United Kingdom $13.5B AUM 55.9% 1-Year Est. Return
PRCP
Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return
VEA
Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

UBS AM's PFLT Position: Q4 2019 in Review

UBS AM sold out of PennantPark Floating Rate Capital (PFLT) in Q4 2019, closing a stake of 741 shares — an estimated $8.6K sold.

UBS AM first reported a position in PFLT in Q2 2013 and held it in 26 quarters. The position peaked at $2.24M in Q3 2015. 107 funds tracked by Wall St. Rank hold PFLT as of Q4 2019.

  • UBS AM reported no remaining PennantPark Floating Rate Capital position as of Q4 2019 after selling out during the quarter.
  • UBS AM sold 741 PennantPark Floating Rate Capital shares in Q4 2019, an estimated $8.6K.
  • UBS AM first reported a position in PennantPark Floating Rate Capital in Q2 2013 and held it in 26 quarters.
  • UBS AM's PennantPark Floating Rate Capital position peaked at $2.24M in Q3 2015.
  • 107 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q4 2019.

Based on UBS AM's 13F filing for Q4 2019, filed 14 Feb 2020.