CIM
PFLT icon

Confluence Investment Management’s PennantPark Floating Rate Capital PFLT Stock Holding History

Confluence Investment Management’s Portfolio PFLT Stock Details PFLT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q1 		– Sell
-32,494
Closed -$415K – 319
2021
Q4 		$415K Sell
32,494
-32,910
-50% -$432K 0.01% 241
2021
Q3 		$837K Buy
65,404
+844
+1% +$10.9K 0.01% 215
2021
Q2 		$821K Buy
64,560
+1,008
+2% +$12.7K 0.01% 215
2021
Q1 		$755K Sell
63,552
-32,784
-34% -$383K 0.01% 214
2020
Q4 		$1.01M Buy
96,336
+1,198
+1% +$11.3K 0.02% 207
2020
Q3 		$803K Buy
95,138
+371
+0.4% +$3.13K 0.01% 213
2020
Q2 		$796K Sell
94,767
-49,565
-34% -$364K 0.01% 215
2020
Q1 		$701K Sell
144,332
-28,961
-17% -$303K 0.01% 222
2019
Q4 		$2M Sell
173,293
-2,151
-1% -$25.5K 0.03% 175
2019
Q3 		$2.04M Buy
175,444
+2,151
+1% +$24.9K 0.03% 177
2019
Q2 		$2M Buy
173,293
+32,532
+23% +$401K 0.03% 175
2019
Q1 		$1.8M Buy
140,761
+2,606
+2% +$33.4K 0.03% 180
2018
Q4 		$1.6M Buy
138,155
+49,843
+56% +$630K 0.03% 182
2018
Q3 		$1.16M Hold
88,312
– – 0.02% 210
2018
Q2 		$1.21M Sell
88,312
-83,491
-49% -$1.13M 0.02% 208
2018
Q1 		$2.25M Sell
171,803
-282
-0.2% -$3.72K 0.04% 169
2017
Q4 		$2.36M Buy
172,085
+623
+0.4% +$8.78K 0.04% 171
2017
Q3 		$2.48M Sell
171,462
-6,258
-4% -$89.2K 0.05% 170
2017
Q2 		$2.51M Sell
177,720
-3,516
-2% -$49.1K 0.05% 177
2017
Q1 		$2.53M Buy
181,236
+25,680
+17% +$357K 0.06% 169
2016
Q4 		$2.19M Buy
155,556
+1,290
+0.8% +$17.4K 0.05% 179
2016
Q3 		$2.04M Buy
154,266
+1,428
+0.9% +$18.4K 0.05% 175
2016
Q2 		$1.9M Buy
152,838
+1,700
+1% +$20.5K 0.05% 178
2016
Q1 		$1.77M Buy
151,138
+67,631
+81% +$753K 0.05% 175
2015
Q4 		$939K Buy
83,507
+633
+0.8% +$7.41K 0.03% 198
2015
Q3 		$990K Buy
82,874
+96
+0.1% +$1.25K 0.04% 196
2015
Q2 		$1.15M Sell
82,778
-29,785
-26% -$421K 0.04% 195
2015
Q1 		$1.58M Sell
112,563
-34,000
-23% -$470K 0.06% 185
2014
Q4 		$2.01M Sell
146,563
-45,153
-24% -$627K 0.08% 154
2014
Q3 		$2.64M Sell
191,716
-37,751
-16% -$532K 0.12% 140
2014
Q2 		$3.28M Sell
229,467
-17,966
-7% -$249K 0.15% 135
2014
Q1 		$3.42M Sell
247,433
-53,300
-18% -$739K 0.17% 134
2013
Q4 		$4.13M Hold
300,733
– – 0.23% 113
2013
Q3 		$4.14M Buy
300,733
+21,962
+8% +$302K 0.26% 91
2013
Q2 		$3.94M Buy
+278,771
New +$3.98M 0.27% 95

Other funds holding PFLT

SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
JMPWA
JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return
HWAM
Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Confluence Investment Management's PFLT Position: Q1 2022 in Review

Confluence Investment Management sold out of PennantPark Floating Rate Capital (PFLT) in Q1 2022, closing a stake of 32,494 shares — an estimated $415K sold.

Confluence Investment Management first reported a position in PFLT in Q2 2013 and held it in 35 quarters. The position peaked at $4.14M in Q3 2013. 88 funds tracked by Wall St. Rank hold PFLT as of Q1 2022.

  • Confluence Investment Management reported no remaining PennantPark Floating Rate Capital position as of Q1 2022 after selling out during the quarter.
  • Confluence Investment Management sold 32,494 PennantPark Floating Rate Capital shares in Q1 2022, an estimated $415K.
  • Confluence Investment Management first reported a position in PennantPark Floating Rate Capital in Q2 2013 and held it in 35 quarters.
  • Confluence Investment Management's PennantPark Floating Rate Capital position peaked at $4.14M in Q3 2013.
  • 88 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q1 2022.

Based on Confluence Investment Management's 13F filing for Q1 2022, filed 4 Apr 2022.