Allen Investment Management’s PennantPark Floating Rate Capital PFLT Stock Holding History

Allen Investment Management’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-12,336	Closed	-$169K	–	238
2014 Q4	$169K	Sell	12,336 -70,435	-85%	-$978K	0.01%	217
2014 Q3	$1.14M	Sell	82,771 -11,517	-12%	-$162K	0.09%	86
2014 Q2	$1.35M	Buy	94,288 +42,731	+83%	+$592K	0.14%	73
2014 Q1	$713K	Buy	+51,557	New	+$714K	0.11%	69

Other funds holding PFLT

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

TFCM

Taylor Frigon Capital Management Scottsdale, Arizona $176M AUM 24.25% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

Allen Investment Management's PFLT Position: Q1 2015 in Review

Allen Investment Management sold out of PennantPark Floating Rate Capital (PFLT) in Q1 2015, closing a stake of 12,336 shares — an estimated $169K sold.

Allen Investment Management first reported a position in PFLT in Q1 2014 and held it in 4 quarters. The position peaked at $1.35M in Q2 2014. 50 funds tracked by Wall St. Rank hold PFLT as of Q1 2015.

Allen Investment Management reported no remaining PennantPark Floating Rate Capital position as of Q1 2015 after selling out during the quarter.
Allen Investment Management sold 12,336 PennantPark Floating Rate Capital shares in Q1 2015, an estimated $169K.
Allen Investment Management first reported a position in PennantPark Floating Rate Capital in Q1 2014 and held it in 4 quarters.
Allen Investment Management's PennantPark Floating Rate Capital position peaked at $1.35M in Q2 2014.
50 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q1 2015.

Based on Allen Investment Management's 13F filing for Q1 2015, filed 15 May 2015.