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PFLT icon

Caprock Group’s PennantPark Floating Rate Capital PFLT Stock Holding History

Caprock Group’s Portfolio PFLT Stock Details PFLT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q2 		– Sell
-38,470
Closed -$450K – 329
2016
Q1 		$450K Buy
+38,470
New +$428K 0.11% 171
2015
Q1 		– Sell
-45,006
Closed -$618K – 89
2014
Q4 		$618K Buy
+45,006
New +$625K 0.67% 35

Other funds holding PFLT

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
PC
Polar Capital London, United Kingdom $13.5B AUM 55.9% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LCP
LGT Capital Partners Pfaeffikon, Switzerland $1.88B AUM 20.37% 1-Year Est. Return
WFI
West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return
FCH
Freestone Capital Holdings Seattle, Washington $3.3B AUM 21.14% 1-Year Est. Return
AM
Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Caprock Group's PFLT Position: Q2 2016 in Review

Caprock Group sold out of PennantPark Floating Rate Capital (PFLT) in Q2 2016, closing a stake of 38,470 shares — an estimated $450K sold.

Caprock Group first reported a position in PFLT in Q4 2014 and held it in 2 quarters. The position peaked at $618K in Q4 2014. 70 funds tracked by Wall St. Rank hold PFLT as of Q2 2016.

  • Caprock Group reported no remaining PennantPark Floating Rate Capital position as of Q2 2016 after selling out during the quarter.
  • Caprock Group sold 38,470 PennantPark Floating Rate Capital shares in Q2 2016, an estimated $450K.
  • Caprock Group first reported a position in PennantPark Floating Rate Capital in Q4 2014 and held it in 2 quarters.
  • Caprock Group's PennantPark Floating Rate Capital position peaked at $618K in Q4 2014.
  • 70 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q2 2016.

Based on Caprock Group's 13F filing for Q2 2016, filed 25 Aug 2016.