Caprock Group’s PennantPark Floating Rate Capital PFLT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-38,470	Closed	-$450K	–	329
2016 Q1	$450K	Buy	+38,470	New	+$450K	0.11%	171
2015 Q1	–	Sell	-45,006	Closed	-$618K	–	89
2014 Q4	$618K	Buy	+45,006	New	+$618K	0.67%	35