Optimum Investment Advisors’s PennantPark Floating Rate Capital PFLT Stock Holding History

Optimum Investment Advisors’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	$156K	Hold	17,500	–	–	0.06%	213
2025 Q2	$181K	Hold	17,500	–	–	0.08%	186
2025 Q1	$196K	Hold	17,500	–	–	0.09%	173
2024 Q4	$191K	Sell	17,500 -11,301	-39%	-$127K	0.08%	180
2024 Q3	$333K	Hold	28,801	–	–	0.14%	140
2024 Q2	$332K	Hold	28,801	–	–	0.15%	133
2024 Q1	$328K	Hold	28,801	–	–	0.15%	141
2023 Q4	$348K	Buy	28,801 +3,000	+12%	+$32.8K	0.18%	119
2023 Q3	$275K	Buy	25,801 +4,000	+18%	+$43.2K	0.14%	154
2023 Q2	$232K	Hold	21,801	–	–	0.11%	170
2023 Q1	$231K	Sell	21,801 -3,000	-12%	-$32.8K	0.12%	163
2022 Q4	$272K	Hold	24,801	–	–	0.15%	151
2022 Q3	$238K	Hold	24,801	–	–	0.13%	172
2022 Q2	$285K	Hold	24,801	–	–	0.14%	150
2022 Q1	$335K	Sell	24,801 -948	-4%	-$12.4K	0.14%	145
2021 Q4	$329K	Sell	25,749 -10,847	-30%	-$143K	0.13%	159
2021 Q3	$468K	Sell	36,596 -3,149	-8%	-$40.8K	0.2%	116
2021 Q2	$506K	Sell	39,745 -2,846	-7%	-$35.9K	0.16%	146
2021 Q1	$506K	Buy	42,591 +167	+0.4%	+$1.95K	0.15%	145
2020 Q4	$447K	Buy	42,424 +8,903	+27%	+$84.3K	0.14%	142
2020 Q3	$283K	Sell	33,521 -2,493	-7%	-$21.1K	0.1%	191
2020 Q2	$303K	Sell	36,014 -538	-1%	-$3.95K	0.11%	175
2020 Q1	$178K	Sell	36,552 -14,336	-28%	-$150K	0.07%	238
2019 Q4	$620K	Sell	50,888 -1,367	-3%	-$16.2K	0.18%	139
2019 Q3	$606K	Buy	52,255 +934	+2%	+$10.8K	0.19%	135
2019 Q2	$593K	Buy	51,321 +3,120	+6%	+$38.5K	0.19%	130
2019 Q1	$617K	Sell	48,201 -2,357	-5%	-$30.3K	0.2%	128
2018 Q4	$585K	Sell	50,558 -889	-2%	-$11.2K	0.2%	128
2018 Q3	$677K	Sell	51,447 -1,020	-2%	-$13.8K	0.19%	129
2018 Q2	$717K	Buy	52,467 +221	+0.4%	+$2.99K	0.21%	121
2018 Q1	$684K	Sell	52,246 -2,237	-4%	-$29.5K	0.2%	125
2017 Q4	$748K	Buy	54,483 +151	+0.3%	+$2.13K	0.24%	122
2017 Q3	$787K	Buy	54,332 +146	+0.3%	+$2.08K	0.26%	113
2017 Q2	$765K	Buy	54,186 +8,147	+18%	+$114K	0.26%	110
2017 Q1	$642K	Buy	46,039 +2,485	+6%	+$34.5K	0.23%	126
2016 Q4	$615K	Sell	43,554 -4,414	-9%	-$59.6K	0.23%	121
2016 Q3	$635K	Buy	47,968 +5,551	+13%	+$71.4K	0.24%	120
2016 Q2	$526K	Sell	42,417 -2,906	-6%	-$35K	0.2%	137
2016 Q1	$530K	Sell	45,323 -1,856	-4%	-$20.7K	0.21%	138
2015 Q4	$531K	Sell	47,179 -7,670	-14%	-$89.8K	0.21%	139
2015 Q3	$655K	Buy	+54,849	New	+$714K	0.26%	115
2015 Q1	$854K	Sell	60,844 -7,931	-12%	-$110K	0.27%	101
2014 Q4	$828K	Buy	68,775 +9,305	+16%	+$129K	0.27%	102
2014 Q3	$842K	Buy	59,470 +13,570	+30%	+$191K	0.28%	98
2014 Q2	$656K	Buy	45,900 +43,835	+2,123%	+$607K	0.21%	126
2014 Q1	$29K	Buy	2,065 +565	+38%	+$7.83K	0.01%	453
2013 Q4	$21K	Hold	1,500	–	–	0.01%	511
2013 Q3	$21K	Buy	+1,500	New	+$20.7K	0.01%	488

Other funds holding PFLT

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return

Altshuler Shaham Tel Aviv, Israel $5.54B AUM 44.68% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Optimum Investment Advisors's PFLT Position: Q3 2025 in Review

Optimum Investment Advisors held its PennantPark Floating Rate Capital (PFLT) position steady in Q3 2025 at 17,500 shares worth $156K. The position accounts for 0.06% of the portfolio, ranked #213.

Optimum Investment Advisors first reported a position in PFLT in Q3 2013 and has held it in 48 quarters since. The position peaked at $854K in Q1 2015. 134 funds tracked by Wall St. Rank hold PFLT as of Q3 2025.

Optimum Investment Advisors held 17,500 shares of PennantPark Floating Rate Capital worth $156K as of Q3 2025.
Optimum Investment Advisors left its PennantPark Floating Rate Capital share count unchanged in Q3 2025.
PennantPark Floating Rate Capital made up 0.06% of Optimum Investment Advisors's portfolio in Q3 2025, its #213 holding.
Optimum Investment Advisors first reported a position in PennantPark Floating Rate Capital in Q3 2013 and has held it in 48 quarters since.
Optimum Investment Advisors's PennantPark Floating Rate Capital position peaked at $854K in Q1 2015.
134 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q3 2025.

Based on Optimum Investment Advisors's 13F filing for Q3 2025, filed 21 Oct 2025.