NWQ Investment Management Company’s PennantPark Floating Rate Capital PFLT Stock Holding History

NWQ Investment Management Company’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-420,678	Closed	-$5.78M	–	171
2014 Q4	$5.78M	Sell	420,678 -34,199	-8%	-$475K	0.07%	118
2014 Q3	$6.27M	Buy	454,877 +130,385	+40%	+$1.84M	0.07%	122
2014 Q2	$4.64M	Hold	324,492	–	–	0.05%	132
2014 Q1	$4.48M	Buy	+324,492	New	+$4.5M	0.04%	131

Other funds holding PFLT

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

TFCM

Taylor Frigon Capital Management Scottsdale, Arizona $214M AUM 47.29% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

NWQ Investment Management Company's PFLT Position: Q1 2015 in Review

NWQ Investment Management Company sold out of PennantPark Floating Rate Capital (PFLT) in Q1 2015, closing a stake of 420,678 shares — an estimated $5.78M sold.

NWQ Investment Management Company first reported a position in PFLT in Q1 2014 and held it in 4 quarters. The position peaked at $6.27M in Q3 2014. 50 funds tracked by Wall St. Rank hold PFLT as of Q1 2015.

NWQ Investment Management Company reported no remaining PennantPark Floating Rate Capital position as of Q1 2015 after selling out during the quarter.
NWQ Investment Management Company sold 420,678 PennantPark Floating Rate Capital shares in Q1 2015, an estimated $5.78M.
NWQ Investment Management Company first reported a position in PennantPark Floating Rate Capital in Q1 2014 and held it in 4 quarters.
NWQ Investment Management Company's PennantPark Floating Rate Capital position peaked at $6.27M in Q3 2014.
50 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q1 2015.

Based on NWQ Investment Management Company's 13F filing for Q1 2015, filed 14 May 2015.