Ladenburg Thalmann Financial Services’s PennantPark Floating Rate Capital PFLT Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$3.96M	Buy	325,154 +4,819	+2%	+$57.2K	0.02%	570
2019 Q3	$3.71M	Buy	320,335 +6,088	+2%	+$70.6K	0.03%	581
2019 Q2	$3.63M	Buy	314,247 +13,711	+5%	+$169K	0.03%	563
2019 Q1	$3.85M	Buy	300,536 +9,253	+3%	+$119K	0.03%	514
2018 Q4	$3.37M	Buy	291,283 +1,710	+0.6%	+$21.6K	0.03%	490
2018 Q3	$3.81M	Sell	289,573 -18,583	-6%	-$252K	0.03%	477
2018 Q2	$4.03M	Hold	308,156	–	–	0.04%	422
2018 Q1	$4.03M	Sell	308,156 -8,382	-3%	-$111K	0.04%	422
2017 Q4	$4.34M	Sell	316,538 -10,933	-3%	-$154K	0.04%	388
2017 Q3	$4.74M	Buy	327,471 +53,597	+20%	+$764K	0.05%	323
2017 Q2	$3.86M	Buy	273,874 +56,246	+26%	+$785K	0.05%	353
2017 Q1	$3.03M	Buy	217,628 +3,197	+1%	+$44.4K	0.04%	414
2016 Q4	$3.03M	Buy	214,431 +159,189	+288%	+$2.15M	0.04%	385
2016 Q3	$731K	Sell	55,242 -579	-1%	-$7.45K	0.01%	967
2016 Q2	$692K	Buy	55,821 +1,465	+3%	+$17.7K	0.01%	945
2016 Q1	$635K	Sell	54,356 -41,154	-43%	-$458K	0.01%	905
2015 Q4	$1.07M	Buy	95,510 +23,574	+33%	+$276K	0.02%	657
2015 Q3	$860K	Buy	71,936 +3,667	+5%	+$47.8K	0.02%	709
2015 Q2	$947K	Buy	68,269 +11,891	+21%	+$168K	0.02%	739
2015 Q1	$791K	Buy	56,378 +14,705	+35%	+$203K	0.02%	800
2014 Q4	$572K	Buy	41,673 +1,353	+3%	+$18.8K	0.01%	855
2014 Q3	$555K	Buy	40,320 +4,650	+13%	+$65.5K	0.02%	746
2014 Q2	$510K	Hold	35,670	–	–	0.01%	776
2014 Q1	$493K	Sell	35,670 -6,730	-16%	-$93.3K	0.01%	731
2013 Q4	$582K	Sell	42,400 -21,547	-34%	-$292K	0.02%	645
2013 Q3	$881K	Buy	63,947 +5,404	+9%	+$74.4K	0.03%	460
2013 Q2	$827K	Buy	+58,543	New	+$836K	0.03%	456

Other funds holding PFLT

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Altshuler Shaham Tel Aviv, Israel $5.54B AUM 44.68% 1-Year Est. Return

LCP

LGT Capital Partners Pfaeffikon, Switzerland $1.88B AUM 20.37% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Polar Capital London, United Kingdom $13.5B AUM 55.9% 1-Year Est. Return

PRCP

Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PFLT Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its PennantPark Floating Rate Capital (PFLT) stake by 1.5% in Q4 2019, buying an estimated $57.2K and bringing the position to 325,154 shares worth $3.96M. The position accounts for 0.02% of the portfolio, ranked #570.

Ladenburg Thalmann Financial Services first reported a position in PFLT in Q2 2013 and has held it in 27 quarters since. The position peaked at $4.74M in Q3 2017. 107 funds tracked by Wall St. Rank hold PFLT as of Q4 2019.

Ladenburg Thalmann Financial Services held 325,154 shares of PennantPark Floating Rate Capital worth $3.96M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 4,819 PennantPark Floating Rate Capital shares in Q4 2019, an estimated $57.2K.
PennantPark Floating Rate Capital made up 0.02% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #570 holding.
Ladenburg Thalmann Financial Services first reported a position in PennantPark Floating Rate Capital in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's PennantPark Floating Rate Capital position peaked at $4.74M in Q3 2017.
107 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.