HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $2.25B

This Quarter Return

-0.49%

1 Year Return

+7.74%

3 Year Return

+31.93%

5 Year Return

–

10 Year Return

–

AUM

$2.25B

AUM Growth

+$40.9M (+2%)

Cap. Flow

+$91.5M

Cap. Flow % of AUM

4.07%

Top 10 Holdings %Top 10 Hldgs %

19.9%

Holding

911

New

Increased

402

Reduced

388

Closed

Top Buys

1	iShares Core S&P 500 ETF IVV	$53.8M
2	WisdomTree Dynamic International Equity Fund DDWM	$43.2M
3	Vanguard Value ETF VTV	$31.3M
4	Invesco S&P 500 Equal Weight ETF RSP	$28.6M
5	BlackRock Municipal Income Trust BFK	$4.04M

Top Sells

1	WisdomTree International Quality Dividend Growth Fund IQDG	$45.5M
2	WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund DGRS	$25.4M
3	JPMorgan US Quality Factor ETF JQUA	$24.8M
4	WisdomTree Artificial Intelligence and Innovation Fund WTAI	$17.3M
5	Franklin FTSE Japan ETF FLJP	$15.2M

Sector Composition

1	Technology	10.95%
2	Financials	10.59%
3	Healthcare	10.37%
4	Industrials	5.42%
5	Consumer Discretionary	3.82%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1	1 iShares Core S&P 500 ETF IVV $634B	$90.4M	4.02%	160,851 +95,822	+147%	+$53.8M
2	2 Goldman Sachs ActiveBeta US Large Cap Equity ETF GSLC $14B	$56M	2.49%	508,836 +31,200	+7%	+$3.43M
3	3 Vanguard Value ETF VTV $140B	$51.8M	2.3%	299,838 +181,242	+153%	+$31.3M
4	4 iShares Investment Grade Systematic Bond ETF IGEB $1.26B	$50.9M	2.26%	1,131,051 +39,984	+4%	+$1.8M
5	5 Invesco S&P 500 Equal Weight ETF RSP $74B	$45.3M	2.01%	261,700 +164,892	+170%	+$28.6M
6	6 WisdomTree Dynamic International Equity Fund DDWM $677M	$43.2M	1.92%	+1,175,201	New	+$43.2M
7	7 ProShares S&P 500 High Income ETF ISPY $890M	$32.4M	1.44%	769,198 -336,583	-30%	-$14.2M
8	8 Global X US Preferred ETF PFFD $2.3B	$30.3M	1.35%	1,593,344 +127,025	+9%	+$2.42M
9	9 Goldman Sachs ActiveBeta International Equity ETF GSIE $4.06B	$27.8M	1.23%	779,019 -1,534	-0.2%	-$54.7K
10	10 Nuveen Municipal Credit Income Fund NZF $2.26B	$19.6M	0.87%	1,599,474 +105,002	+7%	+$1.28M
11	11 Columbia EM Core ex-China ETF XCEM $1.18B	$19M	0.84%	641,795 +72,696	+13%	+$2.15M
12	12 Nuveen AMT-Free Municipal Credit Income Fund NVG $2.47B	$18.5M	0.82%	1,493,147 +127,952	+9%	+$1.58M
13	13 Visa V $681B	$16.2M	0.72%	46,186 +606	+1%	+$212K
14	14 Apple AAPL $3.14T	$15.7M	0.7%	70,647 -1,781	-2%	-$396K
15	15 iShares High Yield Corporate Bond BuyWrite Strategy ETF HYGW $230M	$15.7M	0.7%	497,883 +33,724	+7%	+$1.06M
16	16 Amazon AMZN $2.37T	$15.2M	0.68%	80,150 +1,369	+2%	+$260K
17	17 Nuveen Municipal Value Fund NUV $1.78B	$15.1M	0.67%	1,722,971 +368,559	+27%	+$3.23M
18	18 Nuveen Select Tax-Free Income Portfolio NXP $701M	$15.1M	0.67%	1,049,189 +92,789	+10%	+$1.33M
19	19 NVIDIA NVDA $4.2T	$15M	0.67%	138,433 -10,497	-7%	-$1.14M
20	20 Broadcom AVGO $1.33T	$14.1M	0.63%	84,066 -1,184	-1%	-$198K
21	21 Nuveen AMT-Free Quality Municipal Income Fund NEA $3.2B	$13.9M	0.62%	1,237,820 -405,397	-25%	-$4.54M
22	22 Alphabet (Google) Class A GOOGL $2.23T	$13.5M	0.6%	87,484 -1,936	-2%	-$299K
23	23 Janus Henderson AAA CLO ETF JAAA $22.2B	$13.4M	0.59%	263,876 +18,648	+8%	+$946K
24	24 BlackRock MuniHoldings Fund MHD $574M	$13M	0.58%	1,104,504 +148,946	+16%	+$1.75M
25	25 Microsoft MSFT $3.8T	$12.9M	0.57%	34,249 +1,154	+3%	+$433K