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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$2.9B
AUM Growth
+$137M
Cap. Flow
+$88.8M
Cap. Flow %
3.06%
Top 10 Hldgs %
17.97%
Holding
1,008
New
71
Increased
442
Reduced
400
Closed
82

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$4.8M
2
NMZ icon
Nuveen Municipal High Income Opportunity Fund
NMZ
+$4.39M
3
MQY icon
BlackRock MuniYield Quality Fund
MQY
+$4.26M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.84M
5
OLMA icon
Olema Pharmaceuticals
OLMA
+$3.61M

Top Sells

Rank Stock Value
1
VRNA
Verona Pharma
VRNA
+$19.8M
2
ETNB
89bio
ETNB
+$3.65M
3
RYTM icon
Rhythm Pharmaceuticals
RYTM
+$3.59M
4
RKLB icon
Rocket Lab Corp
RKLB
+$3.39M
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$3.16M

Sector Composition

Rank Sector Weight
1 Technology 12.53%
2 Healthcare 11.66%
3 Financials 9.01%
4 Industrials 7.22%
5 Consumer Discretionary 3.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$878B
$117M 4.05%
171,258
+5,651
+3% +$3.84M
GSLC icon
2
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.1B
$70.4M 2.43%
532,053
+8,351
+2% +$1.1M
GSIE icon
3
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6B
$55.2M 1.9%
1,284,447
+47,159
+4% +$1.97M
DDWM icon
4
WisdomTree Dynamic International Equity Fund
DDWM
$1.48B
$54.9M 1.89%
1,259,777
+38,417
+3% +$1.63M
ISPY icon
5
ProShares S&P 500 High Income ETF
ISPY
$1.25B
$44.6M 1.54%
977,889
+50,059
+5% +$2.27M
VTV icon
6
Vanguard Morningstar Value ETF
VTV
$188B
$43.8M 1.51%
229,528
+11,089
+5% +$2.09M
IGEB icon
7
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$40.7M 1.4%
890,865
+45,684
+5% +$2.1M
RSP icon
8
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$34.6M 1.19%
180,480
+9,651
+6% +$1.83M
GOOGL icon
9
Alphabet (Google) Class A
GOOGL
$4.36T
$30.8M 1.06%
98,395
+5,751
+6% +$1.64M
NVDA icon
10
NVIDIA
NVDA
$4.86T
$28.6M 0.99%
153,307
+1,539
+1% +$286K
XCEM icon
11
Columbia EM Core ex-China ETF
XCEM
$1.9B
$25.6M 0.88%
668,209
+1,310
+0.2% +$49.6K
AVGO icon
12
Broadcom
AVGO
$1.85T
$24.7M 0.85%
71,240
-6,585
-8% -$2.35M
PFF icon
13
iShares Preferred and Income Securities ETF
PFF
$13.3B
$24.5M 0.84%
789,794
+44,200
+6% +$1.38M
AMZN icon
14
Amazon
AMZN
$2.92T
$21.8M 0.75%
94,605
+5,387
+6% +$1.23M
SMLF icon
15
iShares US Small Cap Equity Factor ETF
SMLF
$4.09B
$21.7M 0.75%
289,911
+14,333
+5% +$1.07M
PML
16
PIMCO Municipal Income Fund II
PML
$485M
$21.2M 0.73%
2,816,024
-78,870
-3% -$613K
NUV icon
17
Nuveen Municipal Value Fund
NUV
$1.92B
$21.2M 0.73%
2,341,462
-26,929
-1% -$243K
AAPL icon
18
Apple
AAPL
$4.54T
$20.9M 0.72%
77,037
+2,512
+3% +$674K
NVG icon
19
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$20.9M 0.72%
1,649,211
+182,681
+12% +$2.29M
NEA icon
20
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$20.6M 0.71%
1,773,541
+289,543
+20% +$3.33M
JSCP icon
21
JPMorgan Short Duration Core Plus ETF
JSCP
$1.68B
$19.4M 0.67%
408,925
+16,414
+4% +$781K
HYGW icon
22
iShares High Yield Corporate Bond BuyWrite Strategy ETF
HYGW
$112M
$19.2M 0.66%
643,866
+39,631
+7% +$1.19M
CELC icon
23
Celcuity
CELC
$4.21B
$19M 0.66%
190,933
+19,579
+11% +$1.61M
MSFT icon
24
Microsoft
MSFT
$3.45T
$17.5M 0.61%
36,258
+841
+2% +$421K
V icon
25
Visa
V
$684B
$17.2M 0.59%
49,000
+709
+1% +$242K
1
2 3 4 5

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Hennion & Walsh Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Hennion & Walsh Asset Management held 1,008 positions worth $2.9B, up 5% from $2.76B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management deployed $88.8M of net new capital in Q4 2025, opening 71 new positions and adding to 442 existing holdings. Its largest new stake was Schwab Fundamental International Large Company Index ETF: 53,014 shares worth $2.4M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Rhythm Pharmaceuticals, an estimated $3.59M trimmed.

  • Hennion & Walsh Asset Management's largest Q4 2025 buy was Schwab Fundamental International Large Company Index ETF: 53,014 shares worth $2.4M.
  • Hennion & Walsh Asset Management added most to Invesco Trust Investment Grade Municipals in Q4 2025, an estimated $4.8M increase.
  • Hennion & Walsh Asset Management's biggest Q4 2025 reduction was Rhythm Pharmaceuticals, cutting an estimated $3.59M.
  • Hennion & Walsh Asset Management fully exited Verona Pharma in Q4 2025, selling an estimated $19.8M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $2.9B portfolio in Q4 2025.
  • Hennion & Walsh Asset Management opened 71 new positions and closed 82 in Q4 2025.
  • Hennion & Walsh Asset Management's portfolio value rose 5% quarter-over-quarter to $2.9B.

Based on Hennion & Walsh Asset Management's 13F filing for Q4 2025, filed 14 Jan 2026.