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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
+9.83%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$2.76B
AUM Growth
+$285M
Cap. Flow
+$114M
Cap. Flow %
4.14%
Top 10 Hldgs %
17.71%
Holding
982
New
66
Increased
450
Reduced
409
Closed
45

Top Buys

Rank Stock Value
1
SMLF icon
iShares US Small Cap Equity Factor ETF
SMLF
+$19.7M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$18.4M
3
PML
PIMCO Municipal Income Fund II
PML
+$10.8M
4
EVMO
Eaton Vance Mortgage Opportunities ETF
EVMO
+$9.09M
5
PCQ
Pimco California Municipal Income Fund
PCQ
+$5.8M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$17.9M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$15.9M
3
PMX
PIMCO Municipal Income Fund III
PMX
+$5.77M
4
MAV
Pioneer Municipal High Income Advantage Fund
MAV
+$4.39M
5
MHI
Pioneer Municipal High Income Fund
MHI
+$4.3M

Sector Composition

Rank Sector Weight
1 Technology 13.02%
2 Healthcare 10.08%
3 Financials 9.4%
4 Industrials 7.55%
5 Consumer Discretionary 3.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$878B
$111M 4.01%
165,607
+2,847
+2% +$1.83M
GSLC icon
2
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.1B
$68.2M 2.47%
523,702
+10,640
+2% +$1.34M
DDWM icon
3
WisdomTree Dynamic International Equity Fund
DDWM
$1.48B
$51.1M 1.85%
1,221,360
+40,993
+3% +$1.68M
GSIE icon
4
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6B
$50.9M 1.84%
1,237,288
+456,812
+59% +$18.4M
ISPY icon
5
ProShares S&P 500 High Income ETF
ISPY
$1.25B
$41.9M 1.52%
927,830
+64,408
+7% +$2.8M
VTV icon
6
Vanguard Morningstar Value ETF
VTV
$188B
$40.7M 1.48%
218,439
-87,784
-29% -$15.9M
IGEB icon
7
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$38.9M 1.41%
845,181
+50,562
+6% +$2.3M
RSP icon
8
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$32.4M 1.17%
170,829
-96,017
-36% -$17.9M
NVDA icon
9
NVIDIA
NVDA
$4.86T
$28.3M 1.03%
151,768
+3,258
+2% +$568K
AVGO icon
10
Broadcom
AVGO
$1.85T
$25.7M 0.93%
77,825
-2,559
-3% -$785K
XCEM icon
11
Columbia EM Core ex-China ETF
XCEM
$1.9B
$24.2M 0.88%
666,899
+17,524
+3% +$612K
PFF icon
12
iShares Preferred and Income Securities ETF
PFF
$13.3B
$23.6M 0.85%
745,594
+45,180
+6% +$1.42M
PML
13
PIMCO Municipal Income Fund II
PML
$485M
$22.9M 0.83%
2,894,894
+1,459,549
+102% +$10.8M
GOOGL icon
14
Alphabet (Google) Class A
GOOGL
$4.36T
$22.5M 0.82%
92,644
+2,312
+3% +$484K
NUV icon
15
Nuveen Municipal Value Fund
NUV
$1.92B
$21.3M 0.77%
2,368,391
+450,896
+24% +$3.93M
SMLF icon
16
iShares US Small Cap Equity Factor ETF
SMLF
$4.09B
$20.5M 0.74%
+275,578
New +$19.7M
VRNA
17
DELISTED
Verona Pharma
VRNA
$19.8M 0.72%
185,819
-12,695
-6% -$1.33M
NZF icon
18
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$19.8M 0.72%
1,576,514
+48,499
+3% +$582K
AMZN icon
19
Amazon
AMZN
$2.92T
$19.6M 0.71%
89,218
+163
+0.2% +$36.9K
AAPL icon
20
Apple
AAPL
$4.54T
$19M 0.69%
74,525
+2,517
+3% +$569K
JSCP icon
21
JPMorgan Short Duration Core Plus ETF
JSCP
$1.68B
$18.7M 0.68%
392,511
+17,436
+5% +$826K
HYGW icon
22
iShares High Yield Corporate Bond BuyWrite Strategy ETF
HYGW
$112M
$18.4M 0.66%
604,235
+61,494
+11% +$1.86M
MSFT icon
23
Microsoft
MSFT
$3.45T
$18.3M 0.66%
35,417
-61
-0.2% -$31.1K
NVG icon
24
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$18M 0.65%
1,466,530
+43,519
+3% +$518K
MYI icon
25
BlackRock MuniYield Quality Fund III
MYI
$709M
$17.1M 0.62%
1,541,283
+287,568
+23% +$3.05M
1
2 3 4 5

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Hennion & Walsh Asset Management's Q3 2025 Portfolio in Review

As of Q3 2025, Hennion & Walsh Asset Management held 982 positions worth $2.76B, up 11% from $2.48B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management deployed $114M of net new capital in Q3 2025, opening 66 new positions and adding to 450 existing holdings. Its largest new stake was iShares US Small Cap Equity Factor ETF: 275,578 shares worth $20.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $17.9M trimmed.

  • Hennion & Walsh Asset Management's largest Q3 2025 buy was iShares US Small Cap Equity Factor ETF: 275,578 shares worth $20.5M.
  • Hennion & Walsh Asset Management added most to Goldman Sachs ActiveBeta International Equity ETF in Q3 2025, an estimated $18.4M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2025 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $17.9M.
  • Hennion & Walsh Asset Management fully exited PIMCO Municipal Income Fund III in Q3 2025, selling an estimated $5.77M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $2.76B portfolio in Q3 2025.
  • Hennion & Walsh Asset Management opened 66 new positions and closed 45 in Q3 2025.
  • Hennion & Walsh Asset Management's portfolio value rose 11% quarter-over-quarter to $2.76B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2025, filed 22 Oct 2025.