Credit Suisse’s PennantPark Floating Rate Capital PFLT Stock Holding History

Credit Suisse’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-88,103	Closed	-$1.09M	–	4215
2016 Q2	$1.09M	Sell	88,103 -124,993	-59%	-$1.51M	﹤0.01%	2842
2016 Q1	$2.49M	Sell	213,096 -118,662	-36%	-$1.32M	﹤0.01%	2038
2015 Q4	$3.73M	Sell	331,758 -160,882	-33%	-$1.88M	﹤0.01%	1816
2015 Q3	$5.88M	Buy	+492,640	New	+$6.42M	0.01%	1450
2014 Q3	–	Sell	-40,619	Closed	-$580K	–	4599
2014 Q2	$580K	Buy	+40,619	New	+$563K	﹤0.01%	3729
2014 Q1	–	Sell	-12,155	Closed	-$167K	–	4810
2013 Q4	$167K	Buy	+12,155	New	+$165K	﹤0.01%	4380

Other funds holding PFLT

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Polar Capital London, United Kingdom $13.5B AUM 55.9% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

LCP

LGT Capital Partners Pfaeffikon, Switzerland $1.88B AUM 20.37% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Credit Suisse's PFLT Position: Q3 2016 in Review

Credit Suisse sold out of PennantPark Floating Rate Capital (PFLT) in Q3 2016, closing a stake of 88,103 shares — an estimated $1.09M sold.

Credit Suisse first reported a position in PFLT in Q4 2013 and held it in 6 quarters. The position peaked at $5.88M in Q3 2015. 70 funds tracked by Wall St. Rank hold PFLT as of Q3 2016.

Credit Suisse reported no remaining PennantPark Floating Rate Capital position as of Q3 2016 after selling out during the quarter.
Credit Suisse sold 88,103 PennantPark Floating Rate Capital shares in Q3 2016, an estimated $1.09M.
Credit Suisse first reported a position in PennantPark Floating Rate Capital in Q4 2013 and held it in 6 quarters.
Credit Suisse's PennantPark Floating Rate Capital position peaked at $5.88M in Q3 2015.
70 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q3 2016.

Based on Credit Suisse's 13F filing for Q3 2016, filed 15 Nov 2016.