Dialectic Capital Management’s PennantPark Floating Rate Capital PFLT Stock Holding History

Dialectic Capital Management’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-50,000	Closed	-$702K	–	237
2015 Q1	$702K	Buy	+50,000	New	+$691K	0.12%	177
2014 Q1	–	Sell	-50,000	Closed	-$687K	–	196
2013 Q4	$687K	Sell	50,000 -47,788	-49%	-$647K	0.22%	123
2013 Q3	$1.35M	Buy	+97,788	New	+$1.35M	0.31%	105

Other funds holding PFLT

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

JIC

JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return

TFCM

Taylor Frigon Capital Management Scottsdale, Arizona $176M AUM 24.25% 1-Year Est. Return

Dialectic Capital Management's PFLT Position: Q2 2015 in Review

Dialectic Capital Management sold out of PennantPark Floating Rate Capital (PFLT) in Q2 2015, closing a stake of 50,000 shares — an estimated $702K sold.

Dialectic Capital Management first reported a position in PFLT in Q3 2013 and held it in 3 quarters. The position peaked at $1.35M in Q3 2013. 43 funds tracked by Wall St. Rank hold PFLT as of Q2 2015.

Dialectic Capital Management reported no remaining PennantPark Floating Rate Capital position as of Q2 2015 after selling out during the quarter.
Dialectic Capital Management sold 50,000 PennantPark Floating Rate Capital shares in Q2 2015, an estimated $702K.
Dialectic Capital Management first reported a position in PennantPark Floating Rate Capital in Q3 2013 and held it in 3 quarters.
Dialectic Capital Management's PennantPark Floating Rate Capital position peaked at $1.35M in Q3 2013.
43 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q2 2015.

Based on Dialectic Capital Management's 13F filing for Q2 2015, filed 14 Aug 2015.