Advisory Research’s PennantPark Floating Rate Capital PFLT Stock Holding History

Advisory Research’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-71,946	Closed	-$350K	–	337
2020 Q1	$350K	Sell	71,946 -450	-0.6%	-$4.71K	0.02%	225
2019 Q4	$882K	Sell	72,396 -21,667	-23%	-$257K	0.04%	193
2019 Q3	$1.09M	Sell	94,063 -601	-0.6%	-$6.97K	0.05%	180
2019 Q2	$1.09M	Sell	94,664 -18,076	-16%	-$223K	0.02%	246
2019 Q1	$1.44M	Sell	112,740 -5,078	-4%	-$65.2K	0.03%	211
2018 Q4	$1.36M	Sell	117,818 -18,752	-14%	-$237K	0.03%	205
2018 Q3	$1.8M	Sell	136,570 -3,463	-2%	-$46.9K	0.03%	207
2018 Q2	$1.91M	Buy	+140,033	New	+$1.9M	0.03%	216
2014 Q2	–	Sell	-36,360	Closed	-$502K	–	586
2014 Q1	$502K	Buy	36,360 +13,640	+60%	+$189K	0.01%	293
2013 Q4	$312K	Buy	+22,720	New	+$308K	﹤0.01%	292

Other funds holding PFLT

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Altshuler Shaham Tel Aviv, Israel $5.54B AUM 44.68% 1-Year Est. Return

LCP

LGT Capital Partners Pfaeffikon, Switzerland $1.88B AUM 20.37% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

PRCP

Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

POIA

Pin Oak Investment Advisors Houston, Texas $141M AUM 20.83% 1-Year Est. Return

Resource America New York $40M AUM 20.54% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Advisory Research's PFLT Position: Q2 2020 in Review

Advisory Research sold out of PennantPark Floating Rate Capital (PFLT) in Q2 2020, closing a stake of 71,946 shares — an estimated $350K sold.

Advisory Research first reported a position in PFLT in Q4 2013 and held it in 10 quarters. The position peaked at $1.91M in Q2 2018. 85 funds tracked by Wall St. Rank hold PFLT as of Q2 2020.

Advisory Research reported no remaining PennantPark Floating Rate Capital position as of Q2 2020 after selling out during the quarter.
Advisory Research sold 71,946 PennantPark Floating Rate Capital shares in Q2 2020, an estimated $350K.
Advisory Research first reported a position in PennantPark Floating Rate Capital in Q4 2013 and held it in 10 quarters.
Advisory Research's PennantPark Floating Rate Capital position peaked at $1.91M in Q2 2018.
85 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q2 2020.

Based on Advisory Research's 13F filing for Q2 2020, filed 13 Aug 2020.