BRF
PFLT icon

B. Riley Financial’s PennantPark Floating Rate Capital PFLT Stock Holding History

B. Riley Financial’s Portfolio PFLT Stock Details PFLT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-186,236
Closed -$2.45M – 173
2018
Q3 		$2.45M Hold
186,236
– – 0.7% 31
2018
Q2 		$2.54M Buy
186,236
+1,300
+0.7% +$17.6K 0.67% 34
2018
Q1 		$2.42M Hold
184,936
– – 0.67% 34
2017
Q4 		$2.54M Buy
184,936
+2,951
+2% +$41.6K 0.66% 35
2017
Q3 		$2.63M Sell
181,985
-1,600
-0.9% -$22.8K 0.72% 31
2017
Q2 		$2.59M Buy
183,585
+82
+0% +$1.15K 0.7% 35
2017
Q1 		$2.56M Buy
183,503
+3,533
+2% +$49.1K 1.28% 18
2016
Q4 		$2.54M Buy
179,970
+650
+0.4% +$8.78K 1.69% 18
2016
Q3 		$2.37M Sell
179,320
-500
-0.3% -$6.43K 1.52% 17
2016
Q2 		$2.23M Buy
179,820
+2,006
+1% +$24.2K 1.29% 19
2016
Q1 		$2.08M Buy
177,814
+7,454
+4% +$82.9K 1.53% 18
2015
Q4 		$1.92M Buy
+170,360
New +$1.99M 1.38% 18

Other funds holding PFLT

AS
Altshuler Shaham Tel Aviv, Israel $5.54B AUM 44.68% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
LCP
LGT Capital Partners Pfaeffikon, Switzerland $1.88B AUM 20.37% 1-Year Est. Return
AM
Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return
PC
Polar Capital London, United Kingdom $13.5B AUM 55.9% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
PRCP
Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

B. Riley Financial's PFLT Position: Q4 2018 in Review

B. Riley Financial sold out of PennantPark Floating Rate Capital (PFLT) in Q4 2018, closing a stake of 186,236 shares — an estimated $2.45M sold.

B. Riley Financial first reported a position in PFLT in Q4 2015 and held it in 12 quarters. The position peaked at $2.63M in Q3 2017. 97 funds tracked by Wall St. Rank hold PFLT as of Q4 2018.

  • B. Riley Financial reported no remaining PennantPark Floating Rate Capital position as of Q4 2018 after selling out during the quarter.
  • B. Riley Financial sold 186,236 PennantPark Floating Rate Capital shares in Q4 2018, an estimated $2.45M.
  • B. Riley Financial first reported a position in PennantPark Floating Rate Capital in Q4 2015 and held it in 12 quarters.
  • B. Riley Financial's PennantPark Floating Rate Capital position peaked at $2.63M in Q3 2017.
  • 97 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.