FNYS
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First New York Securities’s PennantPark Floating Rate Capital PFLT Stock Holding History

First New York Securities’s Portfolio PFLT Stock Details PFLT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-63,283
Closed -$869K – 456
2013
Q4 		$869K Sell
63,283
-4,800
-7% -$65K 0.53% 50
2013
Q3 		$938K Buy
68,083
+16,760
+33% +$231K 0.37% 59
2013
Q2 		$726K Buy
+51,323
New +$732K 0.27% 71

Other funds holding PFLT

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
Millennium Management
Millennium Management New York $240B AUM 35.51% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

First New York Securities's PFLT Position: Q1 2014 in Review

First New York Securities sold out of PennantPark Floating Rate Capital (PFLT) in Q1 2014, closing a stake of 63,283 shares — an estimated $869K sold.

First New York Securities first reported a position in PFLT in Q2 2013 and held it in 3 quarters. The position peaked at $938K in Q3 2013. 54 funds tracked by Wall St. Rank hold PFLT as of Q1 2014.

  • First New York Securities reported no remaining PennantPark Floating Rate Capital position as of Q1 2014 after selling out during the quarter.
  • First New York Securities sold 63,283 PennantPark Floating Rate Capital shares in Q1 2014, an estimated $869K.
  • First New York Securities first reported a position in PennantPark Floating Rate Capital in Q2 2013 and held it in 3 quarters.
  • First New York Securities's PennantPark Floating Rate Capital position peaked at $938K in Q3 2013.
  • 54 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q1 2014.

Based on First New York Securities's 13F filing for Q1 2014, filed 15 May 2014.