BlackRock Investment Management’s PennantPark Floating Rate Capital PFLT Stock Holding History

BlackRock Investment Management’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-1,500	Closed	-$19K	–	3987
2016 Q2	$19K	Buy	+1,500	New	+$18.1K	﹤0.01%	3401
2014 Q2	–	Sell	-49,935	Closed	-$690K	–	4081
2014 Q1	$690K	Buy	49,935 +826	+2%	+$11.4K	﹤0.01%	2773
2013 Q4	$674K	Buy	49,109 +265	+0.5%	+$3.59K	﹤0.01%	2785
2013 Q3	$673K	Buy	48,844 +15,501	+46%	+$213K	﹤0.01%	2719
2013 Q2	$471K	Buy	+33,343	New	+$476K	﹤0.01%	2881

Other funds holding PFLT

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Polar Capital London, United Kingdom $13.5B AUM 55.9% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

LCP

LGT Capital Partners Pfaeffikon, Switzerland $1.88B AUM 20.37% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

BlackRock Investment Management's PFLT Position: Q3 2016 in Review

BlackRock Investment Management sold out of PennantPark Floating Rate Capital (PFLT) in Q3 2016, closing a stake of 1,500 shares — an estimated $19K sold.

BlackRock Investment Management first reported a position in PFLT in Q2 2013 and held it in 5 quarters. The position peaked at $690K in Q1 2014. 70 funds tracked by Wall St. Rank hold PFLT as of Q3 2016.

BlackRock Investment Management reported no remaining PennantPark Floating Rate Capital position as of Q3 2016 after selling out during the quarter.
BlackRock Investment Management sold 1,500 PennantPark Floating Rate Capital shares in Q3 2016, an estimated $19K.
BlackRock Investment Management first reported a position in PennantPark Floating Rate Capital in Q2 2013 and held it in 5 quarters.
BlackRock Investment Management's PennantPark Floating Rate Capital position peaked at $690K in Q1 2014.
70 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q3 2016.

Based on BlackRock Investment Management's 13F filing for Q3 2016, filed 8 Nov 2016.