Vanguard Group’s PennantPark Floating Rate Capital PFLT Stock Holding History

Vanguard Group’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-23,183	Closed	-$321K	–	3984
2014 Q1	$321K	Sell	23,183 -83,266	-78%	-$1.15M	﹤0.01%	3736
2013 Q4	$1.46M	Buy	106,449 +1,028	+1%	+$13.9K	﹤0.01%	3312
2013 Q3	$1.45M	Buy	105,421 +79,901	+313%	+$1.1M	﹤0.01%	3259
2013 Q2	$361K	Buy	+25,520	New	+$364K	﹤0.01%	3550

Other funds holding PFLT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NIMC

NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

Vanguard Group's PFLT Position: Q2 2014 in Review

Vanguard Group sold out of PennantPark Floating Rate Capital (PFLT) in Q2 2014, closing a stake of 23,183 shares — an estimated $321K sold.

Vanguard Group first reported a position in PFLT in Q2 2013 and held it in 4 quarters. The position peaked at $1.46M in Q4 2013. 53 funds tracked by Wall St. Rank hold PFLT as of Q2 2014.

Vanguard Group reported no remaining PennantPark Floating Rate Capital position as of Q2 2014 after selling out during the quarter.
Vanguard Group sold 23,183 PennantPark Floating Rate Capital shares in Q2 2014, an estimated $321K.
Vanguard Group first reported a position in PennantPark Floating Rate Capital in Q2 2013 and held it in 4 quarters.
Vanguard Group's PennantPark Floating Rate Capital position peaked at $1.46M in Q4 2013.
53 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q2 2014.

Based on Vanguard Group's 13F filing for Q2 2014, filed 11 Aug 2014.