SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6B
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$6B
AUM Growth
+$580M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,571
New
Increased
Reduced
Closed

Top Buys

1
+$98.8M
2
+$42.2M
3
+$26.4M
4
BMO icon
Bank of Montreal
BMO
+$23.6M
5
MSFT icon
Microsoft
MSFT
+$20.8M

Top Sells

1
+$32.4M
2
+$28.4M
3
+$21.3M
4
JNJ icon
Johnson & Johnson
JNJ
+$20.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.6M

Sector Composition

1 Technology 11.2%
2 Energy 8.81%
3 Healthcare 8.05%
4 Industrials 7.54%
5 Consumer Staples 6.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PZI
1376
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$182K ﹤0.01%
11,803
OXSQ icon
1377
Oxford Square Capital
OXSQ
$147M
$178K ﹤0.01%
18,260
-10,500
IVR icon
1378
Invesco Mortgage Capital
IVR
$535M
$175K ﹤0.01%
1,139
-39
EFSC icon
1379
Enterprise Financial Services Corp
EFSC
$1.94B
$174K ﹤0.01%
10,275
-725
JEQ
1380
DELISTED
abrdn Japan Equity Fund
JEQ
$171K ﹤0.01%
24,940
+90
QLTY
1381
DELISTED
QUALITY DISTR INC FLA
QLTY
$171K ﹤0.01%
+18,459
QQQX icon
1382
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.38B
$168K ﹤0.01%
10,497
-2,410
SRV
1383
NXG Cushing Midstream Energy Fund
SRV
$201M
$166K ﹤0.01%
1,043
-197
WPP
1384
DELISTED
WAUSAU PAPER CORP.
WPP
$165K ﹤0.01%
+12,700
GAIA icon
1385
Gaia
GAIA
$127M
$164K ﹤0.01%
32,650
RAS
1386
DELISTED
RAIT Financial Trust
RAS
$160K ﹤0.01%
+22,580
FCEL icon
1387
FuelCell Energy
FCEL
$268M
$159K ﹤0.01%
28
+13
KFN
1388
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$158K ﹤0.01%
15,300
RMT
1389
Royce Micro-Cap Trust
RMT
$553M
$158K ﹤0.01%
13,460
-580
RBCN
1390
DELISTED
Rubicon Technology, Inc.
RBCN
$156K ﹤0.01%
1,290
+200
TPGI
1391
DELISTED
THOMAS PROPERTIES GROUP INC
TPGI
$155K ﹤0.01%
+23,000
MQY icon
1392
BlackRock MuniYield Quality Fund
MQY
$831M
$154K ﹤0.01%
11,000
-2,000
BYD icon
1393
Boyd Gaming
BYD
$6.37B
$153K ﹤0.01%
+10,800
MIN
1394
MFS Intermediate Income Trust
MIN
$296M
$153K ﹤0.01%
28,728
+7,304
TQNT
1395
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$150K ﹤0.01%
18,429
+7,929
RCS
1396
PIMCO Strategic Income Fund
RCS
$336M
$147K ﹤0.01%
14,096
+2,060
PFLT icon
1397
PennantPark Floating Rate Capital
PFLT
$913M
$146K ﹤0.01%
+10,599
PGH
1398
DELISTED
Pengrowth Energy Corporation
PGH
$146K ﹤0.01%
24,600
-200
SZYM
1399
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$145K ﹤0.01%
13,400
+1,000
GRT
1400
DELISTED
GLIMCHER REALTY TRUST
GRT
$142K ﹤0.01%
14,614
-8,422
54 55
56
57 58