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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MT icon
1376
ArcelorMittal
MT
$52.9B
$190K ﹤0.01%
+6,069
New +$182K
LUV icon
1377
Southwest Airlines
LUV
$22B
$189K ﹤0.01%
12,966
+437
+3% +$5.95K
DRE
1378
DELISTED
Duke Realty Corp.
DRE
$186K ﹤0.01%
12,020
-5,803
-33% -$91.2K
RQI icon
1379
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$185K ﹤0.01%
18,952
-4,593
-20% -$47.1K
CRD.B icon
1380
Crawford & Co Class B
CRD.B
$491M
$184K ﹤0.01%
19,018
-44
-0.2% -$342
HERO
1381
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$184K ﹤0.01%
25,000
– –
SMFG icon
1382
Sumitomo Mitsui Financial
SMFG
$164B
$184K ﹤0.01%
18,870
-102
-0.5% -$968
CROX icon
1383
Crocs
CROX
$6.14B
$183K ﹤0.01%
13,476
-325
-2% -$4.72K
PZI
1384
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$182K ﹤0.01%
11,803
– –
OXSQ icon
1385
Oxford Square Capital
OXSQ
$163M
$178K ﹤0.01%
18,260
-10,500
-37% -$103K
IVR icon
1386
Invesco Mortgage Capital
IVR
$759M
$175K ﹤0.01%
1,139
-39
-3% -$6.17K
EFSC icon
1387
Enterprise Financial Services Corp
EFSC
$2.4B
$174K ﹤0.01%
10,275
-725
-7% -$12.6K
JEQ
1388
DELISTED
abrdn Japan Equity Fund
JEQ
$171K ﹤0.01%
24,940
+90
+0.4% +$602
QLTY
1389
DELISTED
QUALITY DISTR INC FLA
QLTY
$171K ﹤0.01%
+18,459
New +$179K
QQQX icon
1390
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$168K ﹤0.01%
10,497
-2,410
-19% -$39.2K
SRV
1391
NXG Cushing Midstream Energy Fund
SRV
$219M
$166K ﹤0.01%
1,043
-197
-16% -$31.6K
WPP
1392
DELISTED
WAUSAU PAPER CORP.
WPP
$165K ﹤0.01%
+12,700
New +$150K
GAIA icon
1393
Gaia
GAIA
$46.8M
$164K ﹤0.01%
32,650
– –
RAS
1394
DELISTED
RAIT Financial Trust
RAS
$160K ﹤0.01%
+22,580
New +$160K
FCEL icon
1395
FuelCell Energy
FCEL
$1.73B
$159K ﹤0.01%
28
+13
+87% +$70.7K
KFN
1396
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$158K ﹤0.01%
15,300
– –
RMT
1397
Royce Micro-Cap Trust
RMT
$728M
$158K ﹤0.01%
13,460
-580
-4% -$6.63K
RBCN
1398
DELISTED
Rubicon Technology, Inc.
RBCN
$156K ﹤0.01%
1,290
+200
+18% +$20.3K
TPGI
1399
DELISTED
THOMAS PROPERTIES GROUP INC
TPGI
$155K ﹤0.01%
+23,000
New +$133K
MQY icon
1400
BlackRock MuniYield Quality Fund
MQY
$805M
$154K ﹤0.01%
11,000
-2,000
-15% -$27.8K
54 55
56
57 58

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SAM
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WPSC
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FAMT
Fenimore Asset Management Trust Cobleskill, New York $1.65B AUM
FC
Fiera Capital New York $1.53B AUM
QCM
Quaker Capital Management Canonsburg, Pennsylvania $945M AUM
MCM
Montibus Capital Management Portland, Oregon $926M AUM
KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.