SNC
RMT

Stifel Nicolaus & Co’s Royce Micro-Cap Trust RMT Stock Holding History

Stifel Nicolaus & Co’s Portfolio RMT Stock Details RMT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$158K Sell
13,460
-580
-4% -$6.63K ﹤0.01% 1401
2013
Q2 		$152K Buy
+14,040
New +$150K ﹤0.01% 1310

Other funds holding RMT

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
GFM
Gramercy Funds Management Greenwich, Connecticut $6.07M AUM 35.69% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
NSAM
North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return
SG Americas Securities
SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return
BA
Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return
Brown Advisory
Brown Advisory Baltimore, Maryland $60.9B AUM 15.24% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Stifel Nicolaus & Co's RMT Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its Royce Micro-Cap Trust (RMT) stake by 4.1% in Q3 2013, selling an estimated $6.63K and leaving 13,460 shares worth $158K. The position accounts for ﹤0.01% of the portfolio, ranked #1401.

Stifel Nicolaus & Co first reported a position in RMT in Q2 2013 and has held it in 2 quarters since. 48 funds tracked by Wall St. Rank hold RMT as of Q3 2013.

  • Stifel Nicolaus & Co held 13,460 shares of Royce Micro-Cap Trust worth $158K as of Q3 2013.
  • Stifel Nicolaus & Co sold 580 Royce Micro-Cap Trust shares in Q3 2013, an estimated $6.63K.
  • Royce Micro-Cap Trust made up ﹤0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #1401 holding.
  • Stifel Nicolaus & Co first reported a position in Royce Micro-Cap Trust in Q2 2013 and has held it in 2 quarters since.
  • 48 funds tracked by Wall St. Rank held Royce Micro-Cap Trust as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.