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RMT

Royce Micro-Cap Trust
RMT

42 hedge funds and large institutions have $70.8M invested in Royce Micro-Cap Trust in 2013 Q2 according to their latest regulatory filings, with 42 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

22.8% more ownership

Funds ownership: 0% → 22.8% (+23%)

Holders
42
Holders Change
+42
Holders Change %
–
% of All Funds
1.37%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
42
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.4M +$16.2M +1,517,691 New
Wells Fargo
2
Wells Fargo
California
$10.2M +$10M +940,455 New
BI
3
Bulldog Investors
New Jersey
$5.15M +$5.09M +476,102 New
U
4
UBS
Switzerland
$4.93M +$4.87M +456,185 New
GFM
5
Gramercy Funds Management
Connecticut
$4.86M +$4.8M +449,338 New
NSAM
6
North Star Asset Management
Wisconsin
$4.03M +$3.98M +372,709 New
SG Americas Securities
7
SG Americas Securities
New York
$3.39M +$3.35M +313,523 New
BA
8
Bard Associates
Illinois
$2.66M +$2.62M +245,680 New
Brown Advisory
9
Brown Advisory
Maryland
$2.4M +$2.37M +221,643 New
LPL Financial
10
LPL Financial
California
$1.64M +$1.62M +151,387 New
FIMG
11
Financial & Investment Management Group
Michigan
$1.47M +$1.45M +135,803 New
VFS
12
VSR Financial Services
Kansas
$1.37M +$1.36M +126,873 New
1CP
13
1607 Capital Partners
Virginia
$1.27M +$1.26M +117,811 New
FC
14
FCA Corp
Texas
$1.23M +$1.21M +113,461 New
SFS
15
Shaker Financial Services
Virginia
$1.23M +$1.21M +113,372 New
PAIM
16
Punch & Associates Investment Management
Minnesota
$950K +$938K +87,844 New
First Trust Advisors
17
First Trust Advisors
Illinois
$906K +$895K +83,822 New
MAA
18
Mraz Amerine & Associates
California
$880K +$869K +81,386 New
FAAS
19
First Allied Advisory Services
California
$618K +$613K +57,358 New
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$580K +$573K +53,673 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$551K +$544K +50,962 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$550K +$543K +50,853 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$457K +$452K +42,286 New
GWI
24
Grace & White Inc
New York
$345K +$341K +31,893 New
DADC
25
D.A. Davidson & Co
Montana
$308K +$304K +28,499 New
1
2

RMT Hedge Fund Activity: Q2 2013 in Review

42 of the 3,064 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q2 2013, worth a combined $70.8M.

Buyers outnumbered sellers: 42 funds opened new RMT positions and 0 closed out — a net gain of 42 holders — while 0 added to existing stakes and 0 trimmed.

  • 42 institutional investors held Royce Micro-Cap Trust (RMT) as of Q2 2013, up from 0 in Q1 2013.
  • Funds reported $70.8M of Royce Micro-Cap Trust stock for Q2 2013.
  • 42 funds opened new Royce Micro-Cap Trust positions in Q2 2013 and 0 closed out, a net change of +42 holders.

Based on aggregated 13F filings for Q2 2013.