RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

64 hedge funds and large institutions have $71.8M invested in Royce Micro-Cap Trust in 2015 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 19 reducing their positions, and 5 closing their positions.

Holders
64
Holders Change
+5
Holders Change %
+8.47%
% of All Funds
1.71%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
10
Increased
27
Reduced
19
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$2.57M
2
SFS
2
Shaker Financial Services
Virginia
$1.27M
3
SSB
3
Sandy Spring Bank
Maryland
$439K
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$1.15M
5
UBS Group
5
UBS Group
Switzerland
$6.57M

Top Sellers

1
WAM
1
Weiss Asset Management
Massachusetts
$676K
2
Wells Fargo
2
Wells Fargo
California
$8.56M
3
LPL Financial
3
LPL Financial
California
$671K
4
DA
4
Doliver Advisors
Texas
$486K
5
NGA
5
Naples Global Advisors
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$18.9M 1,930,368 +11,558 +0.6%
Wells Fargo
2
Wells Fargo
California
$8.56M 874,670 -152,940 -15%
UBS Group
3
UBS Group
Switzerland
$6.57M 671,511 +25,821 +4%
NSAM
4
North Star Asset Management
Wisconsin
$4.77M 486,701 +1,488 +0.3%
WAM
5
Wolverine Asset Management
Illinois
$2.57M 262,888 +262,888 New
Brown Advisory
6
Brown Advisory
Maryland
$2.55M 260,262 +4,000 +2%
SG Americas Securities
7
SG Americas Securities
New York
$2.5M 255,251 +5,760 +2%
TFF
8
The Family Firm
Maryland
$2.16M 220,255 +4,783 +2%
BA
9
Bard Associates
Illinois
$2.06M 210,802 -7,900 -4%
FC
10
FCA Corp
Texas
$1.52M 155,162 +10,495 +7%
SFS
11
Shaker Financial Services
Virginia
$1.27M 130,028 +119,028 +1,082%
FC
12
Fiduciary Counselling
Minnesota
$1.25M 127,234 +2,938 +2%
PAIM
13
Punch & Associates Investment Management
Minnesota
$1.15M 117,334 +34,240 +41%
VFS
14
VSR Financial Services
Kansas
$1.13M 115,204 -1,140 -1%
MAA
15
Mraz Amerine & Associates
California
$1.1M 112,638 -4,900 -4%
FAAS
16
First Allied Advisory Services
California
$913K 92,893 +3,360 +4%
First Trust Advisors
17
First Trust Advisors
Illinois
$904K 92,309 +7,352 +9%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$850K 86,818 +5,307 +7%
Bank of America
19
Bank of America
North Carolina
$694K 70,839 +10,289 +17%
AIG
20
American International Group
New York
$680K 69,427 -2,043 -3%
WAM
21
Weiss Asset Management
Massachusetts
$676K 69,148 -265,857 -79%
LPL Financial
22
LPL Financial
California
$671K 68,784 -58,079 -46%
PFM
23
Parsec Financial Management
North Carolina
$632K 64,553 -291 -0.4%
PVWM
24
Point View Wealth Management
New Jersey
$578K 59,011 +7,838 +15%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$566K 57,794 +1,330 +2%
1
2 3