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RMT

Royce Micro-Cap Trust

80 hedge funds and large institutions have $80.8M invested in Royce Micro-Cap Trust in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 35 increasing their positions, 27 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 27

5% less capital invested

Capital invested by funds: $84.6M → $80.8M (-$3.86M)

1% less funds holding

Funds holding: 8180 (-1)

1.57% less ownership

Funds ownership: 27.02%25.45% (-1.6%)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
80
Holders Change
-1
Holders Change %
-1.23%
% of All Funds
1.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
35
Reduced
27
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HKAM
1
Horizon Kinetics Asset Management
New York
$11.3M -$751K -93,315 -6%
Wells Fargo
2
Wells Fargo
California
$8.96M -$1.12M -139,475 -11%
UBS Group
3
UBS Group
Switzerland
$6.36M +$92.6K +11,503 +1%
AAM
4
Advisors Asset Management
Colorado
$4.71M +$787K +97,683 +20%
PAIM
5
Punch & Associates Investment Management
Minnesota
$4.16M +$961K +119,409 +30%
Morgan Stanley
6
Morgan Stanley
New York
$4.14M +$222K +27,590 +6%
SFS
7
Shaker Financial Services
Virginia
$3.88M +$31.5K +3,907 +0.8%
FAAS
8
First Allied Advisory Services
California
$3.52M +$141K +17,562 +4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.72M +$938K +116,525 +52%
FC
10
FCA Corp
Texas
$2.71M +$38.8K +4,824 +1%
FHA
11
Flagship Harbor Advisors
Massachusetts
$2.35M -$26.2K -3,252 -1%
TFF
12
The Family Firm
Maryland
$2.11M +$131K +16,274 +7%
WAM
13
Wolverine Asset Management
Illinois
$1.78M -$782K -97,153 -31%
BA
14
Bard Associates
Illinois
$1.59M -$65.5K -8,129 -4%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$1.51M -$1.4M -173,579 -48%
Bank of America
16
Bank of America
North Carolina
$1.3M +$111K +13,826 +9%
LPL Financial
17
LPL Financial
California
$1.2M -$218K -27,122 -15%
MAA
18
Mraz Amerine & Associates
California
$1.13M -$14.2K -1,758 -1%
FAIM
19
Financial Advocates Investment Management
Washington
$920K +$314 +39 +0%
PPA
20
Parametric Portfolio Associates
Washington
$913K +$269K +33,348 +42%
FFA
21
First Foundation Advisors
California
$783K -$73.7K -9,154 -9%
Brown Advisory
22
Brown Advisory
Maryland
$639K -$17.6K -2,181 -3%
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$593K +$84.1K +10,447 +16%
RJA
24
Raymond James & Associates
Florida
$587K +$28.9K +3,594 +5%
AAS
25
Avantax Advisory Services
Texas
$569K +$570K +70,803 New

RMT Hedge Fund Activity: Q3 2019 in Review

80 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q3 2019, worth a combined $80.8M — down 4.6% from $84.6M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of RMT and 6 opened new positions — a net loss of 1 holder — while 27 trimmed existing stakes and 35 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $3.02M. The largest seller was Geode Capital Management, cutting an estimated $1.4M.

  • 80 institutional investors held Royce Micro-Cap Trust (RMT) as of Q3 2019, down from 81 in Q2 2019.
  • Funds reported $80.8M of Royce Micro-Cap Trust stock for Q3 2019, down 4.6% quarter-over-quarter.
  • 6 funds opened new Royce Micro-Cap Trust positions in Q3 2019 and 7 closed out, a net change of -1 holder.
  • The largest Royce Micro-Cap Trust buyer in Q3 2019 was Rivernorth Capital Management, an estimated $3.02M added.
  • The largest Royce Micro-Cap Trust seller in Q3 2019 was Geode Capital Management, an estimated $1.4M sold.

Based on aggregated 13F filings for Q3 2019.