RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

80 hedge funds and large institutions have $80.8M invested in Royce Micro-Cap Trust in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 35 increasing their positions, 27 reducing their positions, and 7 closing their positions.

Holders
80
Holders Change
-1
Holders Change %
-1.23%
% of All Funds
1.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
35
Reduced
27
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$4.16M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$2.72M
3
AAM
3
Advisors Asset Management
Colorado
$4.72M
4
AAS
4
Avantax Advisory Services
Texas
$569K
5
Lido Advisors
5
Lido Advisors
California
$451K

Top Sellers

1
Geode Capital Management
1
Geode Capital Management
Massachusetts
$1.51M
2
Wells Fargo
2
Wells Fargo
California
$8.96M
3
WAM
3
Wolverine Asset Management
Illinois
$1.78M
4
HKAM
4
Horizon Kinetics Asset Management
New York
$11.3M
5
Stifel Financial
5
Stifel Financial
Missouri
$409K
Name Market Value Shares Shares
Change 		Shares
Change %
HKAM
1
Horizon Kinetics Asset Management
New York
$11.3M 1,411,435 -93,315 -6%
Wells Fargo
2
Wells Fargo
California
$8.96M 1,114,242 -139,475 -11%
UBS Group
3
UBS Group
Switzerland
$6.36M 790,748 +11,503 +1%
AAM
4
Advisors Asset Management
Colorado
$4.72M 586,503 +97,683 +20%
PAIM
5
Punch & Associates Investment Management
Minnesota
$4.16M 517,335 +119,409 +30%
Morgan Stanley
6
Morgan Stanley
New York
$4.14M 515,412 +27,590 +6%
SFS
7
Shaker Financial Services
Virginia
$3.88M 481,966 +3,907 +0.8%
FAAS
8
First Allied Advisory Services
California
$3.52M 438,223 +17,562 +4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.72M 338,587 +116,525 +52%
FC
10
FCA Corp
Texas
$2.71M 337,571 +4,824 +1%
FHA
11
Flagship Harbor Advisors
Massachusetts
$2.35M 292,275 -3,252 -1%
TFF
12
The Family Firm
Maryland
$2.11M 262,553 +16,274 +7%
WAM
13
Wolverine Asset Management
Illinois
$1.78M 221,226 -97,153 -31%
BA
14
Bard Associates
Illinois
$1.59M 197,701 -8,129 -4%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$1.51M 187,491 -173,579 -48%
Bank of America
16
Bank of America
North Carolina
$1.3M 162,223 +13,826 +9%
LPL Financial
17
LPL Financial
California
$1.2M 148,826 -27,122 -15%
MAA
18
Mraz Amerine & Associates
California
$1.13M 140,996 -1,758 -1%
FAIM
19
Financial Advocates Investment Management
Washington
$920K 114,447 +39 +0%
PPA
20
Parametric Portfolio Associates
Washington
$913K 113,516 +33,348 +42%
FFA
21
First Foundation Advisors
California
$783K 97,416 -9,154 -9%
Brown Advisory
22
Brown Advisory
Maryland
$639K 79,458 -2,181 -3%
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$593K 73,795 +10,447 +16%
RJA
24
Raymond James & Associates
Florida
$587K 73,048 +3,594 +5%
AAS
25
Avantax Advisory Services
Texas
$569K 70,803 +70,803 New
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