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RMT

Royce Micro-Cap Trust

90 hedge funds and large institutions have $137M invested in Royce Micro-Cap Trust in 2024 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 26 increasing their positions, 32 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

2% more funds holding

Funds holding: 8890 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2.44% less ownership

Funds ownership: 32.33%29.89% (-2.4%)

5% less capital invested

Capital invested by funds: $145M → $137M (-$7.9M)

19% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 32

Holders
90
Holders Change
+2
Holders Change %
+2.27%
% of All Funds
1.3%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
13
Increased
26
Reduced
32
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16M -$11.8M -1,285,537 -43%
Allspring Global Investments
2
Allspring Global Investments
North Carolina
$13.5M -$297K -32,485 -2%
PAIM
3
Punch & Associates Investment Management
Minnesota
$9.99M -$373K -40,799 -4%
ARA
4
Alexander Randolph Advisory
Virginia
$9.4M +$29.8K +3,259 +0.3%
UBS Group
5
UBS Group
Switzerland
$9.22M +$35.6K +3,895 +0.4%
AAM
6
Advisors Asset Management
Colorado
$8.9M -$232K -25,345 -3%
Wells Fargo
7
Wells Fargo
California
$4.63M -$34.4K -3,762 -0.8%
SFS
8
Shaker Financial Services
Virginia
$4.62M +$1.63M +178,086 +57%
Bank of America
9
Bank of America
North Carolina
$4.25M -$261K -28,596 -6%
1CP
10
1607 Capital Partners
Virginia
$4.21M -$1.49M -162,692 -27%
MAA
11
Mraz Amerine & Associates
California
$3.94M -$117K -12,788 -3%
FHA
12
Flagship Harbor Advisors
Massachusetts
$3.42M +$85.5K +9,352 +3%
RJA
13
Raymond James & Associates
Florida
$2.88M -$137K -14,980 -5%
FC
14
FCA Corp
Texas
$2.78M +$30K +3,282 +1%
LPL Financial
15
LPL Financial
California
$2.72M +$147K +16,049 +6%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$2.62M -$8.7K -952 -0.3%
CA
17
Cetera Advisors
Colorado
$2.59M +$2.51M +274,430 New
TFF
18
The Family Firm
Maryland
$2.38M -$195K -21,373 -8%
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$2.16M +$231K +25,288 +12%
BA
20
Bard Associates
Illinois
$1.78M -$330K -36,100 -16%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.76M +$33.8K +3,697 +2%
AA
22
AQR Arbitrage
Connecticut
$1.51M -$327K -35,774 -18%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$1.46M +$22.3K +2,437 +2%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.36M -$27.7K -3,035 -2%
HKAM
25
Horizon Kinetics Asset Management
New York
$1.32M -$32.9K -3,602 -3%

RMT Hedge Fund Activity: Q1 2024 in Review

90 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q1 2024, worth a combined $137M — down 5.4% from $145M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new RMT positions and 8 closed out — a net gain of 5 holders — while 26 added to existing stakes and 32 trimmed.

The largest buyer was Cetera Advisors, opening a new position worth an estimated $2.51M. The largest seller was Morgan Stanley, cutting an estimated $11.8M.

  • 90 institutional investors held Royce Micro-Cap Trust (RMT) as of Q1 2024, up from 88 in Q4 2023.
  • Funds reported $137M of Royce Micro-Cap Trust stock for Q1 2024, down 5.4% quarter-over-quarter.
  • 13 funds opened new Royce Micro-Cap Trust positions in Q1 2024 and 8 closed out, a net change of +5 holders.
  • The largest Royce Micro-Cap Trust buyer in Q1 2024 was Cetera Advisors, an estimated $2.51M added.
  • The largest Royce Micro-Cap Trust seller in Q1 2024 was Morgan Stanley, an estimated $11.8M sold.

Based on aggregated 13F filings for Q1 2024.