RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

86 hedge funds and large institutions have $144M invested in Royce Micro-Cap Trust in 2023 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 34 increasing their positions, 24 reducing their positions, and 8 closing their positions.

Holders
86
Holders Change
+4
Holders Change %
+4.88%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.01%
New
12
Increased
34
Reduced
24
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$27.5M
2
ARA
2
Alexander Randolph Advisory
Virginia
$9.16M
3
Allspring Global Investments
3
Allspring Global Investments
North Carolina
$13.5M
4
LPL Financial
4
LPL Financial
California
$2.51M
5
PAIM
5
Punch & Associates Investment Management
Minnesota
$10.1M

Top Sellers

1
AW
1
Atlas Wealth
Ohio
$0
2
AAM
2
Advisors Asset Management
Colorado
$8.94M
3
Osaic Holdings
3
Osaic Holdings
Arizona
$1.68M
4
Walleye Capital
4
Walleye Capital
New York
$0
5
WAM
5
Wolverine Asset Management
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$27.5M 2,975,908 +1,267,877 +74%
Allspring Global Investments
2
Allspring Global Investments
North Carolina
$13.5M 1,463,810 +286,476 +24%
PAIM
3
Punch & Associates Investment Management
Minnesota
$10.1M 1,097,786 +168,001 +18%
ARA
4
Alexander Randolph Advisory
Virginia
$9.16M 991,297 +991,297 New
UBS Group
5
UBS Group
Switzerland
$8.98M 971,466 +54,179 +6%
AAM
6
Advisors Asset Management
Colorado
$8.94M 967,422 -108,466 -10%
1CP
7
1607 Capital Partners
Virginia
$5.62M 607,962 -5,700 -0.9%
Wells Fargo
8
Wells Fargo
California
$4.56M 493,445 -15,760 -3%
Bank of America
9
Bank of America
North Carolina
$4.42M 478,791 +43,699 +10%
MAA
10
Mraz Amerine & Associates
California
$3.97M 429,670 -4,758 -1%
FHA
11
Flagship Harbor Advisors
Massachusetts
$3.25M 352,208 -15,628 -4%
RJA
12
Raymond James & Associates
Florida
$2.95M 319,549 +21,426 +7%
SFS
13
Shaker Financial Services
Virginia
$2.87M 310,633 +49,136 +19%
FC
14
FCA Corp
Texas
$2.69M 290,854 -4,756 -2%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$2.57M 277,948 +36,194 +15%
TFF
16
The Family Firm
Maryland
$2.53M 273,466 +3,736 +1%
LPL Financial
17
LPL Financial
California
$2.51M 272,060 +171,986 +172%
BA
18
Bard Associates
Illinois
$2.08M 224,601 -13,000 -5%
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$1.88M 203,502 -2,190 -1%
AA
20
AQR Arbitrage
Connecticut
$1.81M 195,828 +81,135 +71%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.68M 182,168 -95,960 -35%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.4M 151,550 -20,827 -12%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.36M 147,085 +16,205 +12%
HKAM
24
Horizon Kinetics Asset Management
New York
$1.32M 143,317 – –
MC
25
Moors & Cabot
Massachusetts
$955K 103,401 +472 +0.5%
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