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RMT

Royce Micro-Cap Trust

88 hedge funds and large institutions have $145M invested in Royce Micro-Cap Trust in 2023 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 35 increasing their positions, 24 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

46% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 24

37% more capital invested

Capital invested by funds: $106M → $145M (+$39M)

6% more funds holding

Funds holding: 8388 (+5)

5.94% more ownership

Funds ownership: 26.39%32.33% (+5.9%)

Holders
88
Holders Change
+5
Holders Change %
+6.02%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.01%
New
13
Increased
35
Reduced
24
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.5M +$10.6M +1,267,877 +74%
Allspring Global Investments
2
Allspring Global Investments
North Carolina
$13.5M +$2.39M +286,476 +24%
PAIM
3
Punch & Associates Investment Management
Minnesota
$10.1M +$1.4M +168,001 +18%
ARA
4
Alexander Randolph Advisory
Virginia
$9.16M +$8.28M +991,297 New
UBS Group
5
UBS Group
Switzerland
$8.98M +$452K +54,179 +6%
AAM
6
Advisors Asset Management
Colorado
$8.94M -$906K -108,466 -10%
1CP
7
1607 Capital Partners
Virginia
$5.62M -$47.6K -5,700 -0.9%
Wells Fargo
8
Wells Fargo
California
$4.56M -$132K -15,760 -3%
Bank of America
9
Bank of America
North Carolina
$4.42M +$365K +43,699 +10%
MAA
10
Mraz Amerine & Associates
California
$3.97M -$39.7K -4,758 -1%
FHA
11
Flagship Harbor Advisors
Massachusetts
$3.25M -$131K -15,628 -4%
RJA
12
Raymond James & Associates
Florida
$2.95M +$179K +21,426 +7%
SFS
13
Shaker Financial Services
Virginia
$2.87M +$410K +49,136 +19%
FC
14
FCA Corp
Texas
$2.69M -$39.7K -4,756 -2%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$2.57M +$302K +36,194 +15%
TFF
16
The Family Firm
Maryland
$2.53M +$31.2K +3,736 +1%
LPL Financial
17
LPL Financial
California
$2.51M +$1.44M +171,986 +172%
BA
18
Bard Associates
Illinois
$2.08M -$109K -13,000 -5%
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$1.88M -$18.3K -2,190 -1%
AA
20
AQR Arbitrage
Connecticut
$1.81M +$678K +81,135 +71%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.68M -$801K -95,960 -35%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.4M -$174K -20,827 -12%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.36M +$135K +16,205 +12%
HKAM
24
Horizon Kinetics Asset Management
New York
$1.32M
MC
25
Moors & Cabot
Massachusetts
$955K +$3.94K +472 +0.5%

RMT Hedge Fund Activity: Q4 2023 in Review

88 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q4 2023, worth a combined $145M — up 37% from $106M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new RMT positions and 8 closed out — a net gain of 5 holders — while 35 added to existing stakes and 24 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $10.6M. The largest seller was Atlas Wealth, exiting entirely with an estimated $1.3M sold.

  • 88 institutional investors held Royce Micro-Cap Trust (RMT) as of Q4 2023, up from 83 in Q3 2023.
  • Funds reported $145M of Royce Micro-Cap Trust stock for Q4 2023, up 37% quarter-over-quarter.
  • 13 funds opened new Royce Micro-Cap Trust positions in Q4 2023 and 8 closed out, a net change of +5 holders.
  • The largest Royce Micro-Cap Trust buyer in Q4 2023 was Morgan Stanley, an estimated $10.6M added.
  • The largest Royce Micro-Cap Trust seller in Q4 2023 was Atlas Wealth, an estimated $1.3M sold.

Based on aggregated 13F filings for Q4 2023.