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RMT

Royce Micro-Cap Trust

95 hedge funds and large institutions have $179M invested in Royce Micro-Cap Trust in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 43 increasing their positions, 32 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

34% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 32

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.43% less ownership

Funds ownership: 35.81%35.38% (-0.43%)

3% less funds holding

Funds holding: 9895 (-3)

6% less capital invested

Capital invested by funds: $190M → $179M (-$11.7M)

38% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 8

Holders
95
Holders Change
-3
Holders Change %
-3.06%
% of All Funds
1.66%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
43
Reduced
32
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22M -$1.43M -120,760 -6%
Wells Fargo
2
Wells Fargo
California
$19.1M +$2.42M +204,546 +14%
KIM
3
Karpus Investment Management
New York
$16.9M -$2.61M -220,691 -13%
AAM
4
Advisors Asset Management
Colorado
$12.8M +$63.6K +5,372 +0.5%
UBS Group
5
UBS Group
Switzerland
$9.4M +$654K +55,254 +7%
PPA
6
Parametric Portfolio Associates
Washington
$9.32M +$351K +29,692 +4%
1CP
7
1607 Capital Partners
Virginia
$8.96M +$57.5K +4,861 +0.6%
CA
8
Cornerstone Advisors
North Carolina
$7.41M +$306K +25,896 +4%
SFS
9
Shaker Financial Services
Virginia
$5.6M +$1.39M +117,128 +31%
PAIM
10
Punch & Associates Investment Management
Minnesota
$4.45M -$61.3K -5,178 -1%
FHA
11
Flagship Harbor Advisors
Massachusetts
$3.83M
HKAM
12
Horizon Kinetics Asset Management
New York
$3.77M -$172K -14,497 -4%
Bank of America
13
Bank of America
North Carolina
$3.63M -$619K -52,308 -14%
FC
14
FCA Corp
Texas
$3.5M +$10K +849 +0.3%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
$3.39M +$63.5K +5,361 +2%
MC
16
Matisse Capital
Oregon
$3.17M -$1.6M -135,169 -33%
BA
17
Bard Associates
Illinois
$2.9M -$67.5K -5,700 -2%
RJA
18
Raymond James & Associates
Florida
$2.84M +$59K +4,984 +2%
TFF
19
The Family Firm
Maryland
$2.81M +$94.8K +8,013 +3%
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$2.58M -$61K -5,153 -2%
WAM
21
Wolverine Asset Management
Illinois
$1.87M +$744K +62,883 +63%
QC
22
Quantedge Capital
Singapore
$1.65M +$1.71M +144,630 New
Osaic Holdings
23
Osaic Holdings
Arizona
$1.6M +$53.2K +4,496 +3%
MAA
24
Mraz Amerine & Associates
California
$1.42M -$4.63K -391 -0.3%
FWM
25
Frontier Wealth Management
Missouri
$1.34M -$128K -10,780 -8%

RMT Hedge Fund Activity: Q3 2021 in Review

95 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q3 2021, worth a combined $179M — down 6.2% from $190M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of RMT and 5 opened new positions — a net loss of 3 holders — while 32 trimmed existing stakes and 43 added.

The largest buyer was Wells Fargo, adding an estimated $2.42M. The largest seller was Karpus Investment Management, cutting an estimated $2.61M.

  • 95 institutional investors held Royce Micro-Cap Trust (RMT) as of Q3 2021, down from 98 in Q2 2021.
  • Funds reported $179M of Royce Micro-Cap Trust stock for Q3 2021, down 6.2% quarter-over-quarter.
  • 5 funds opened new Royce Micro-Cap Trust positions in Q3 2021 and 8 closed out, a net change of -3 holders.
  • The largest Royce Micro-Cap Trust buyer in Q3 2021 was Wells Fargo, an estimated $2.42M added.
  • The largest Royce Micro-Cap Trust seller in Q3 2021 was Karpus Investment Management, an estimated $2.61M sold.

Based on aggregated 13F filings for Q3 2021.