RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

67 hedge funds and large institutions have $64.2M invested in Royce Micro-Cap Trust in 2015 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 26 increasing their positions, 19 reducing their positions, and 4 closing their positions.

Holders
67
Holders Change
+9
Holders Change %
+15.52%
% of All Funds
1.87%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
13
Increased
26
Reduced
19
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$3.63M
2
GFM
2
Gramercy Funds Management
Connecticut
$2.12M
3
Bank of Nova Scotia
3
Bank of Nova Scotia
Ontario, Canada
$1.17M
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$3.95M
5
KIM
5
Karpus Investment Management
New York
$1.06M

Top Sellers

1
MIG
1
Mariner Investment Group
New York
$0
2
NSAM
2
North Star Asset Management
Wisconsin
$2.16M
3
SFS
3
Shaker Financial Services
Virginia
$561K
4
Wells Fargo
4
Wells Fargo
California
$5.61M
5
Morgan Stanley
5
Morgan Stanley
New York
$14.7M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$14.7M 1,894,371 -85,340 -4%
Wells Fargo
2
Wells Fargo
California
$5.61M 725,291 -137,922 -16%
UBS Group
3
UBS Group
Switzerland
$5.23M 675,987 -16,414 -2%
PAIM
4
Punch & Associates Investment Management
Minnesota
$3.95M 510,350 +141,010 +38%
FIMG
5
Financial & Investment Management Group
Michigan
$3.63M 468,852 +401,918 +600%
WAM
6
Wolverine Asset Management
Illinois
$2.86M 369,306 +7,691 +2%
NSAM
7
North Star Asset Management
Wisconsin
$2.16M 279,404 -186,865 -40%
GFM
8
Gramercy Funds Management
Connecticut
$2.12M 273,396 +242,993 +799%
TFF
9
The Family Firm
Maryland
$1.82M 234,542 +11,729 +5%
FC
10
FCA Corp
Texas
$1.57M 202,669 +41,856 +26%
BA
11
Bard Associates
Illinois
$1.54M 198,260 -3,313 -2%
Brown Advisory
12
Brown Advisory
Maryland
$1.35M 174,396 -40,319 -19%
CA
13
Cornerstone Advisors
North Carolina
$1.17M 151,359 +8,907 +6%
Bank of Nova Scotia
14
Bank of Nova Scotia
Ontario, Canada
$1.17M 150,645 +150,645 New
KIM
15
Karpus Investment Management
New York
$1.06M 136,945 +136,945 New
FC
16
Fiduciary Counselling
Minnesota
$1.03M 133,444 +3,251 +2%
RJA
17
Raymond James & Associates
Florida
$899K 116,198 +39,417 +51%
VFS
18
VSR Financial Services
Kansas
$892K 115,204 – –
MAA
19
Mraz Amerine & Associates
California
$873K 112,838 +1,000 +0.9%
FAAS
20
First Allied Advisory Services
California
$804K 104,589 +20,122 +24%
First Trust Advisors
21
First Trust Advisors
Illinois
$763K 98,620 +4,696 +5%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$694K 89,643 +3,845 +4%
AIG
23
American International Group
New York
$617K 79,753 +2,572 +3%
SFS
24
Shaker Financial Services
Virginia
$561K 72,444 -148,095 -67%
Bank of America
25
Bank of America
North Carolina
$544K 70,302 +5,794 +9%
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