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RMT

Royce Micro-Cap Trust

67 hedge funds and large institutions have $64.2M invested in Royce Micro-Cap Trust in 2015 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 26 increasing their positions, 19 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

37% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 19

16% more funds holding

Funds holding: 5867 (+9)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.49% less ownership

Funds ownership: 25.12%23.64% (-1.5%)

12% less capital invested

Capital invested by funds: $73.1M → $64.2M (-$8.9M)

Holders
67
Holders Change
+9
Holders Change %
+15.52%
% of All Funds
1.87%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
13
Increased
26
Reduced
19
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.7M -$723K -85,340 -4%
Wells Fargo
2
Wells Fargo
California
$5.61M -$1.17M -137,922 -16%
UBS Group
3
UBS Group
Switzerland
$5.23M -$139K -16,414 -2%
PAIM
4
Punch & Associates Investment Management
Minnesota
$3.95M +$1.2M +141,010 +38%
FIMG
5
Financial & Investment Management Group
Michigan
$3.63M +$3.41M +401,918 +600%
WAM
6
Wolverine Asset Management
Illinois
$2.86M +$65.2K +7,691 +2%
NSAM
7
North Star Asset Management
Wisconsin
$2.16M -$1.58M -186,865 -40%
GFM
8
Gramercy Funds Management
Connecticut
$2.12M +$2.06M +242,993 +799%
TFF
9
The Family Firm
Maryland
$1.81M +$99.4K +11,729 +5%
FC
10
FCA Corp
Texas
$1.57M +$355K +41,856 +26%
BA
11
Bard Associates
Illinois
$1.53M -$28.1K -3,313 -2%
Brown Advisory
12
Brown Advisory
Maryland
$1.35M -$342K -40,319 -19%
CA
13
Cornerstone Advisors
North Carolina
$1.17M +$75.5K +8,907 +6%
Bank of Nova Scotia
14
Bank of Nova Scotia
Ontario, Canada
$1.17M +$1.28M +150,645 New
KIM
15
Karpus Investment Management
New York
$1.06M +$1.16M +136,945 New
FC
16
Fiduciary Counselling
Minnesota
$1.03M +$27.6K +3,251 +2%
RJA
17
Raymond James & Associates
Florida
$899K +$334K +39,417 +51%
VFS
18
VSR Financial Services
Kansas
$892K
MAA
19
Mraz Amerine & Associates
California
$873K +$8.47K +1,000 +0.9%
FAAS
20
First Allied Advisory Services
California
$804K +$171K +20,122 +24%
First Trust Advisors
21
First Trust Advisors
Illinois
$763K +$39.8K +4,696 +5%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$694K +$32.6K +3,845 +4%
AIG
23
American International Group
New York
$617K +$21.8K +2,572 +3%
SFS
24
Shaker Financial Services
Virginia
$561K -$1.26M -148,095 -67%
Bank of America
25
Bank of America
North Carolina
$544K +$49.1K +5,794 +9%

RMT Hedge Fund Activity: Q3 2015 in Review

67 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q3 2015, worth a combined $64.2M — down 12% from $73.1M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new RMT positions and 4 closed out — a net gain of 9 holders — while 26 added to existing stakes and 19 trimmed.

The largest buyer was Financial & Investment Management Group, adding an estimated $3.41M. The largest seller was North Star Asset Management, cutting an estimated $1.58M.

  • 67 institutional investors held Royce Micro-Cap Trust (RMT) as of Q3 2015, up from 58 in Q2 2015.
  • Funds reported $64.2M of Royce Micro-Cap Trust stock for Q3 2015, down 12% quarter-over-quarter.
  • 13 funds opened new Royce Micro-Cap Trust positions in Q3 2015 and 4 closed out, a net change of +9 holders.
  • The largest Royce Micro-Cap Trust buyer in Q3 2015 was Financial & Investment Management Group, an estimated $3.41M added.
  • The largest Royce Micro-Cap Trust seller in Q3 2015 was North Star Asset Management, an estimated $1.58M sold.

Based on aggregated 13F filings for Q3 2015.