RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

89 hedge funds and large institutions have $101M invested in Royce Micro-Cap Trust in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 44 increasing their positions, 25 reducing their positions, and 5 closing their positions.

Holders
89
Holders Change
–
Holders Change %
0%
% of All Funds
1.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
44
Reduced
25
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
1
Cornerstone Advisors
North Carolina
$5.25M
2
Morgan Stanley
2
Morgan Stanley
New York
$12.7M
3
1CP
3
1607 Capital Partners
Virginia
$5.75M
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$766K
5
Thrivent Financial for Lutherans
5
Thrivent Financial for Lutherans
Minnesota
$1.2M

Top Sellers

1
FAAS
1
First Allied Advisory Services
California
$0
2
HKAM
2
Horizon Kinetics Asset Management
New York
$3.99M
3
AAM
3
Advisors Asset Management
Colorado
$6.03M
4
FFA
4
First Foundation Advisors
California
$156K
5
WAM
5
Wolverine Asset Management
Illinois
$1.66M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$12.7M 1,661,832 +349,725 +27%
PAIM
2
Punch & Associates Investment Management
Minnesota
$7.81M 1,018,347 +77,460 +8%
UBS Group
3
UBS Group
Switzerland
$6.21M 809,770 +26,590 +3%
RCM
4
Rivernorth Capital Management
Florida
$6.19M 806,826 +22,023 +3%
Wells Fargo
5
Wells Fargo
California
$6.16M 802,448 -34,839 -4%
AAM
6
Advisors Asset Management
Colorado
$6.03M 786,618 -88,508 -10%
1CP
7
1607 Capital Partners
Virginia
$5.75M 749,346 +280,857 +60%
CA
8
Cornerstone Advisors
North Carolina
$5.25M 685,058 +469,257 +217%
HKAM
9
Horizon Kinetics Asset Management
New York
$3.99M 520,483 -153,177 -23%
SFS
10
Shaker Financial Services
Virginia
$3.64M 473,929 +66,705 +16%
FC
11
FCA Corp
Texas
$2.39M 311,104 +67 +0%
Bank of America
12
Bank of America
North Carolina
$2.29M 298,342 +71,414 +31%
FHA
13
Flagship Harbor Advisors
Massachusetts
$2.1M 274,222 +4,673 +2%
TFF
14
The Family Firm
Maryland
$2M 260,214 +1,258 +0.5%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2M 260,110 +1,209 +0.5%
WAM
16
Wolverine Asset Management
Illinois
$1.66M 217,004 -62,156 -22%
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$1.56M 203,499 +62,124 +44%
BA
18
Bard Associates
Illinois
$1.38M 180,201 -3,600 -2%
AA
19
AQR Arbitrage
Connecticut
$1.36M 176,763 +82,916 +88%
PPA
20
Parametric Portfolio Associates
Washington
$1.26M 163,962 +35,172 +27%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$1.2M 156,841 +94,908 +153%
MAA
22
Mraz Amerine & Associates
California
$1.05M 137,175 -2,585 -2%
FWM
23
Frontier Wealth Management
Missouri
$1.01M 131,043 -968 -0.7%
CRC
24
Curi RMB Capital
Illinois
$967K 126,082 +91,104 +260%
Osaic Holdings
25
Osaic Holdings
Arizona
$789K 102,843 +5,249 +5%
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