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RMT

Royce Micro-Cap Trust

89 hedge funds and large institutions have $101M invested in Royce Micro-Cap Trust in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 44 increasing their positions, 25 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

76% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 25

15% more capital invested

Capital invested by funds: $88.2M → $101M (+$13.3M)

1.99% more ownership

Funds ownership: 28.71%30.7% (+2%)

0% more funds holding

Funds holding: 8989 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

Holders
89
Holders Change
Holders Change %
0%
% of All Funds
1.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
44
Reduced
25
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.7M +$2.71M +349,725 +27%
PAIM
2
Punch & Associates Investment Management
Minnesota
$7.81M +$600K +77,460 +8%
UBS Group
3
UBS Group
Switzerland
$6.21M +$206K +26,590 +3%
RCM
4
Rivernorth Capital Management
Florida
$6.19M +$171K +22,023 +3%
Wells Fargo
5
Wells Fargo
California
$6.16M -$270K -34,839 -4%
AAM
6
Advisors Asset Management
Colorado
$6.03M -$686K -88,508 -10%
1CP
7
1607 Capital Partners
Virginia
$5.75M +$2.18M +280,857 +60%
CA
8
Cornerstone Advisors
North Carolina
$5.25M +$3.64M +469,257 +217%
HKAM
9
Horizon Kinetics Asset Management
New York
$3.99M -$1.19M -153,177 -23%
SFS
10
Shaker Financial Services
Virginia
$3.63M +$517K +66,705 +16%
FC
11
FCA Corp
Texas
$2.39M +$519 +67 +0%
Bank of America
12
Bank of America
North Carolina
$2.29M +$553K +71,414 +31%
FHA
13
Flagship Harbor Advisors
Massachusetts
$2.1M +$36.2K +4,673 +2%
TFF
14
The Family Firm
Maryland
$2M +$9.75K +1,258 +0.5%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2M +$9.37K +1,209 +0.5%
WAM
16
Wolverine Asset Management
Illinois
$1.66M -$482K -62,156 -22%
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$1.56M +$481K +62,124 +44%
BA
18
Bard Associates
Illinois
$1.38M -$27.9K -3,600 -2%
AA
19
AQR Arbitrage
Connecticut
$1.36M +$642K +82,916 +88%
PPA
20
Parametric Portfolio Associates
Washington
$1.26M +$273K +35,172 +27%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$1.2M +$735K +94,908 +153%
MAA
22
Mraz Amerine & Associates
California
$1.05M -$20K -2,585 -2%
FWM
23
Frontier Wealth Management
Missouri
$1M -$7.5K -968 -0.7%
CRC
24
Curi RMB Capital
Illinois
$967K +$706K +91,104 +260%
Osaic Holdings
25
Osaic Holdings
Arizona
$789K +$40.7K +5,249 +5%

RMT Hedge Fund Activity: Q3 2020 in Review

89 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q3 2020, worth a combined $101M — up 15% from $88.2M a quarter earlier.

Fund positioning in RMT was balanced in Q3 2020: 5 funds opened new positions, 5 closed out, 44 added to existing stakes and 25 trimmed.

The largest buyer was Cornerstone Advisors, adding an estimated $3.64M. The largest seller was First Allied Advisory Services, exiting entirely with an estimated $2.77M sold.

  • 89 institutional investors held Royce Micro-Cap Trust (RMT) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $101M of Royce Micro-Cap Trust stock for Q3 2020, up 15% quarter-over-quarter.
  • 5 funds opened new Royce Micro-Cap Trust positions in Q3 2020 and 5 closed out, a net change of 0 holders.
  • The largest Royce Micro-Cap Trust buyer in Q3 2020 was Cornerstone Advisors, an estimated $3.64M added.
  • The largest Royce Micro-Cap Trust seller in Q3 2020 was First Allied Advisory Services, an estimated $2.77M sold.

Based on aggregated 13F filings for Q3 2020.