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RMT

Royce Micro-Cap Trust

69 hedge funds and large institutions have $69.2M invested in Royce Micro-Cap Trust in 2015 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 28 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 19

15% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 13

8% more capital invested

Capital invested by funds: $64.2M → $69.2M (+$4.97M)

3.12% more ownership

Funds ownership: 23.64%26.76% (+3.1%)

3% more funds holding

Funds holding: 6769 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
69
Holders Change
+2
Holders Change %
+2.99%
% of All Funds
1.81%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
15
Increased
28
Reduced
19
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.3M -$2.65M -341,382 -18%
PAIM
2
Punch & Associates Investment Management
Minnesota
$4.88M +$1.26M +162,205 +32%
FIMG
3
Financial & Investment Management Group
Michigan
$4.8M +$1.49M +192,039 +41%
Wells Fargo
4
Wells Fargo
California
$4.57M -$744K -95,617 -13%
MC
5
Matisse Capital
Oregon
$4.21M +$4.51M +579,577 New
UBS Group
6
UBS Group
Switzerland
$3.71M -$1.28M -164,561 -24%
GFM
7
Gramercy Funds Management
Connecticut
$3.68M +$1.81M +232,951 +85%
WAM
8
Wolverine Asset Management
Illinois
$2.61M -$74.3K -9,561 -3%
CA
9
Cornerstone Advisors
North Carolina
$2.06M +$1.03M +133,000 +88%
TFF
10
The Family Firm
Maryland
$1.78M +$81.1K +10,428 +4%
FC
11
FCA Corp
Texas
$1.74M +$289K +37,215 +18%
RJA
12
Raymond James & Associates
Florida
$1.61M +$821K +105,607 +91%
NSAM
13
North Star Asset Management
Wisconsin
$1.57M -$487K -62,689 -22%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$1.44M
BA
15
Bard Associates
Illinois
$1.39M -$56.9K -7,314 -4%
FC
16
Fiduciary Counselling
Minnesota
$1.05M +$88.8K +11,416 +9%
Brown Advisory
17
Brown Advisory
Maryland
$1.02M -$267K -34,373 -20%
DA
18
Doliver Advisors
Texas
$863K +$752K +96,664 +436%
Bank of Nova Scotia
19
Bank of Nova Scotia
Ontario, Canada
$848K -$263K -33,838 -22%
SFS
20
Shaker Financial Services
Virginia
$833K +$329K +42,284 +58%
MAA
21
Mraz Amerine & Associates
California
$779K -$43.5K -5,600 -5%
AIG
22
American International Group
New York
$728K +$159K +20,435 +26%
First Trust Advisors
23
First Trust Advisors
Illinois
$708K -$8.68K -1,116 -1%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$699K +$51.9K +6,671 +7%
FAAS
25
First Allied Advisory Services
California
$697K -$66.7K -8,577 -8%

RMT Hedge Fund Activity: Q4 2015 in Review

69 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q4 2015, worth a combined $69.2M — up 7.7% from $64.2M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new RMT positions and 13 closed out — a net gain of 2 holders — while 28 added to existing stakes and 19 trimmed.

The largest buyer was Gramercy Funds Management, adding an estimated $1.81M. The largest seller was Morgan Stanley, cutting an estimated $2.65M.

  • 69 institutional investors held Royce Micro-Cap Trust (RMT) as of Q4 2015, up from 67 in Q3 2015.
  • Funds reported $69.2M of Royce Micro-Cap Trust stock for Q4 2015, up 7.7% quarter-over-quarter.
  • 15 funds opened new Royce Micro-Cap Trust positions in Q4 2015 and 13 closed out, a net change of +2 holders.
  • The largest Royce Micro-Cap Trust buyer in Q4 2015 was Gramercy Funds Management, an estimated $1.81M added.
  • The largest Royce Micro-Cap Trust seller in Q4 2015 was Morgan Stanley, an estimated $2.65M sold.

Based on aggregated 13F filings for Q4 2015.