RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

69 hedge funds and large institutions have $69.2M invested in Royce Micro-Cap Trust in 2015 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 28 increasing their positions, 19 reducing their positions, and 13 closing their positions.

Holders
69
Holders Change
+2
Holders Change %
+2.99%
% of All Funds
1.81%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
15
Increased
28
Reduced
19
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
1
Matisse Capital
Oregon
$4.21M
2
GFM
2
Gramercy Funds Management
Connecticut
$3.68M
3
FIMG
3
Financial & Investment Management Group
Michigan
$4.8M
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$4.88M
5
CA
5
Cornerstone Advisors
North Carolina
$2.06M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$11.3M
2
UBS Group
2
UBS Group
Switzerland
$3.71M
3
KIM
3
Karpus Investment Management
New York
$0
4
Wells Fargo
4
Wells Fargo
California
$4.57M
5
NSAM
5
North Star Asset Management
Wisconsin
$1.57M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$11.3M 1,552,989 -341,382 -18%
PAIM
2
Punch & Associates Investment Management
Minnesota
$4.88M 672,555 +162,205 +32%
FIMG
3
Financial & Investment Management Group
Michigan
$4.8M 660,891 +192,039 +41%
Wells Fargo
4
Wells Fargo
California
$4.57M 629,674 -95,617 -13%
MC
5
Matisse Capital
Oregon
$4.21M 579,577 +579,577 New
UBS Group
6
UBS Group
Switzerland
$3.71M 511,426 -164,561 -24%
GFM
7
Gramercy Funds Management
Connecticut
$3.68M 506,347 +232,951 +85%
WAM
8
Wolverine Asset Management
Illinois
$2.61M 359,745 -9,561 -3%
CA
9
Cornerstone Advisors
North Carolina
$2.06M 284,359 +133,000 +88%
TFF
10
The Family Firm
Maryland
$1.78M 244,970 +10,428 +4%
FC
11
FCA Corp
Texas
$1.74M 239,884 +37,215 +18%
RJA
12
Raymond James & Associates
Florida
$1.61M 221,805 +105,607 +91%
NSAM
13
North Star Asset Management
Wisconsin
$1.57M 216,715 -62,689 -22%
Geode Capital Management
14
Geode Capital Management
Massachusetts
– – – –
BA
15
Bard Associates
Illinois
$1.39M 190,946 -7,314 -4%
FC
16
Fiduciary Counselling
Minnesota
$1.05M 144,860 +11,416 +9%
Brown Advisory
17
Brown Advisory
Maryland
$1.02M 140,023 -34,373 -20%
DA
18
Doliver Advisors
Texas
$863K 118,823 +96,664 +436%
Bank of Nova Scotia
19
Bank of Nova Scotia
Ontario, Canada
$848K 116,807 -33,838 -22%
SFS
20
Shaker Financial Services
Virginia
$833K 114,728 +42,284 +58%
MAA
21
Mraz Amerine & Associates
California
$779K 107,238 -5,600 -5%
AIG
22
American International Group
New York
$728K 100,188 +20,435 +26%
First Trust Advisors
23
First Trust Advisors
Illinois
$708K 97,504 -1,116 -1%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$699K 96,314 +6,671 +7%
FAAS
25
First Allied Advisory Services
California
$697K 96,012 -8,577 -8%
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