RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

50 hedge funds and large institutions have $78.6M invested in Royce Micro-Cap Trust in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 21 reducing their positions, and 6 closing their positions.

Holders
50
Holders Change
-3
Holders Change %
-5.66%
% of All Funds
1.45%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
3
Increased
16
Reduced
21
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$12.1M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$794K
3
U
3
UBS
Switzerland
$6.22M
4
AIG
4
American International Group
New York
$701K
5
NSAM
5
North Star Asset Management
Wisconsin
$4.52M

Top Sellers

1
GFM
1
Gramercy Funds Management
Connecticut
$4.78M
2
BI
2
Bulldog Investors
New Jersey
$0
3
RJA
3
Raymond James & Associates
Florida
$594K
4
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$262K
5
1CP
5
1607 Capital Partners
Virginia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$23M 1,956,260 -913 -0%
Wells Fargo
2
Wells Fargo
California
$12.1M 1,029,156 +65,103 +7%
U
3
UBS
Switzerland
$6.22M 528,129 +8,826 +2%
GFM
4
Gramercy Funds Management
Connecticut
$4.78M 405,854 -251,323 -38%
NSAM
5
North Star Asset Management
Wisconsin
$4.52M 383,684 +5,875 +2%
SG Americas Securities
6
SG Americas Securities
New York
$2.95M 250,271 -32,369 -11%
Brown Advisory
7
Brown Advisory
Maryland
$2.87M 243,381 -5,130 -2%
BA
8
Bard Associates
Illinois
$2.61M 221,949 -1,000 -0.4%
FC
9
FCA Corp
Texas
$1.54M 130,470 -856 -0.7%
FAAS
10
First Allied Advisory Services
California
$1.42M 121,197 +2,742 +2%
MAA
11
Mraz Amerine & Associates
California
$1.39M 117,703 – –
VFS
12
VSR Financial Services
Kansas
$1.37M 116,344 -7,129 -6%
First Trust Advisors
13
First Trust Advisors
Illinois
$1.34M 114,193 +4,226 +4%
LPL Financial
14
LPL Financial
California
$1.23M 105,396 -17,204 -14%
PAIM
15
Punch & Associates Investment Management
Minnesota
$1.04M 88,702 -1,889 -2%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$794K 67,449 +9,969 +17%
AIG
17
American International Group
New York
$701K 59,572 +7,662 +15%
PFM
18
Parsec Financial Management
North Carolina
$627K 53,274 -184 -0.3%
PVWM
19
Point View Wealth Management
New Jersey
$604K 51,349 -668 -1%
RJA
20
Raymond James & Associates
Florida
$594K 50,497 -96,556 -66%
Bank of America
21
Bank of America
North Carolina
$566K 48,060 +216 +0.5%
RIL
22
Rothschild Investment LLC
Illinois
$566K 48,108 +2,163 +5%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$546K 46,390 -8,247 -15%
FIMG
24
Financial & Investment Management Group
Michigan
$532K 45,158 +58 +0.1%
Ameriprise
25
Ameriprise
Minnesota
$508K 43,182 +2,959 +7%
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