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RMT

Royce Micro-Cap Trust

50 hedge funds and large institutions have $78.6M invested in Royce Micro-Cap Trust in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 21 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.38% less ownership

Funds ownership: 24.8%21.43% (-3.4%)

6% less funds holding

Funds holding: 5350 (-3)

15% less capital invested

Capital invested by funds: $92.2M → $78.6M (-$13.6M)

24% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 21

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
50
Holders Change
-3
Holders Change %
-5.66%
% of All Funds
1.45%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
3
Increased
16
Reduced
21
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23M -$11.2K -913 -0%
Wells Fargo
2
Wells Fargo
California
$12.1M +$801K +65,103 +7%
U
3
UBS
Switzerland
$6.22M +$109K +8,826 +2%
GFM
4
Gramercy Funds Management
Connecticut
$4.78M -$3.09M -251,323 -38%
NSAM
5
North Star Asset Management
Wisconsin
$4.52M +$72.2K +5,875 +2%
SG Americas Securities
6
SG Americas Securities
New York
$2.95M -$398K -32,369 -11%
Brown Advisory
7
Brown Advisory
Maryland
$2.87M -$63.1K -5,130 -2%
BA
8
Bard Associates
Illinois
$2.61M -$12.3K -1,000 -0.4%
FC
9
FCA Corp
Texas
$1.54M -$10.5K -856 -0.7%
FAAS
10
First Allied Advisory Services
California
$1.42M +$33.7K +2,742 +2%
MAA
11
Mraz Amerine & Associates
California
$1.39M
VFS
12
VSR Financial Services
Kansas
$1.37M -$87.7K -7,129 -6%
First Trust Advisors
13
First Trust Advisors
Illinois
$1.34M +$52K +4,226 +4%
LPL Financial
14
LPL Financial
California
$1.23M -$212K -17,204 -14%
PAIM
15
Punch & Associates Investment Management
Minnesota
$1.04M -$23.2K -1,889 -2%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$794K +$123K +9,969 +17%
AIG
17
American International Group
New York
$701K +$94.2K +7,662 +15%
PFM
18
Parsec Financial Management
North Carolina
$627K -$2.26K -184 -0.3%
PVWM
19
Point View Wealth Management
New Jersey
$604K -$8.21K -668 -1%
RJA
20
Raymond James & Associates
Florida
$594K -$1.19M -96,556 -66%
Bank of America
21
Bank of America
North Carolina
$566K +$2.66K +216 +0.5%
RIL
22
Rothschild Investment LLC
Illinois
$566K +$26.6K +2,163 +5%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$546K -$101K -8,247 -15%
FIMG
24
Financial & Investment Management Group
Michigan
$532K +$713 +58 +0.1%
Ameriprise
25
Ameriprise
Minnesota
$508K +$36.4K +2,959 +7%

RMT Hedge Fund Activity: Q3 2014 in Review

50 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q3 2014, worth a combined $78.6M — down 15% from $92.2M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of RMT and 3 opened new positions — a net loss of 3 holders — while 21 trimmed existing stakes and 16 added.

The largest buyer was Wells Fargo, adding an estimated $801K. The largest seller was Gramercy Funds Management, cutting an estimated $3.09M.

  • 50 institutional investors held Royce Micro-Cap Trust (RMT) as of Q3 2014, down from 53 in Q2 2014.
  • Funds reported $78.6M of Royce Micro-Cap Trust stock for Q3 2014, down 15% quarter-over-quarter.
  • 3 funds opened new Royce Micro-Cap Trust positions in Q3 2014 and 6 closed out, a net change of -3 holders.
  • The largest Royce Micro-Cap Trust buyer in Q3 2014 was Wells Fargo, an estimated $801K added.
  • The largest Royce Micro-Cap Trust seller in Q3 2014 was Gramercy Funds Management, an estimated $3.09M sold.

Based on aggregated 13F filings for Q3 2014.