We are live on ! Find out more
RMT

Royce Micro-Cap Trust
RMT

85 hedge funds and large institutions have $111M invested in Royce Micro-Cap Trust in 2023 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 30 increasing their positions, 24 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 24

1% more capital invested

Capital invested by funds: $110M → $111M (+$1.19M)

0.44% more ownership

Funds ownership: 28.42% → 28.86% (+0.44%)

2% less funds holding

Funds holding: 87 → 85 (-2)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

Holders
85
Holders Change
-2
Holders Change %
-2.3%
% of All Funds
1.33%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
30
Reduced
24
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAIM
Punch & Associates Investment Management
Minnesota
+$2.94M
2
EWA
EP Wealth Advisors
California
+$1.09M
3
AA
AQR Arbitrage
Connecticut
+$582K
4
SFS
Shaker Financial Services
Virginia
+$535K
5
Walleye Capital
Walleye Capital
New York
+$472K

Top Sellers

1
1832 Asset Management
1832 Asset Management
Ontario, Canada
-$1.43M
2
Wells Fargo
Wells Fargo
California
-$1.09M
3
1CP
1607 Capital Partners
Virginia
-$1.06M
4
Morgan Stanley
Morgan Stanley
New York
-$1M
5
LPL Financial
LPL Financial
California
-$624K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.8M -$1M -119,004 -6%
Allspring Global Investments
2
Allspring Global Investments
North Carolina
$10.3M -$333K -39,605 -3%
AAM
3
Advisors Asset Management
Colorado
$9.41M +$202K +24,024 +2%
UBS Group
4
UBS Group
Switzerland
$7.88M -$1.16K -138 -0%
PAIM
5
Punch & Associates Investment Management
Minnesota
$6.71M +$2.94M +350,064 +84%
Wells Fargo
6
Wells Fargo
California
$5.77M -$1.09M -129,616 -16%
1CP
7
1607 Capital Partners
Virginia
$5.61M -$1.06M -125,704 -16%
MAA
8
Mraz Amerine & Associates
California
$3.81M +$259K +30,853 +8%
Bank of America
9
Bank of America
North Carolina
$3.77M +$26K +3,097 +0.7%
FHA
10
Flagship Harbor Advisors
Massachusetts
$3.25M -$73.9K -8,787 -2%
RJA
11
Raymond James & Associates
Florida
$2.58M -$34.9K -4,147 -1%
FC
12
FCA Corp
Texas
$2.47M -$41.9K -4,985 -2%
TFF
13
The Family Firm
Maryland
$2.4M +$81K +9,627 +4%
BA
14
Bard Associates
Illinois
$2.09M -$12.4K -1,475 -0.6%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$1.93M +$268K +31,877 +17%
BBPWM
16
Blue Bell Private Wealth Management
Pennsylvania
$1.77M +$51.4K +6,113 +3%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.64M +$125K +14,844 +9%
AW
18
Atlas Wealth
Ohio
$1.59M -$29.9K -3,558 -2%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.49M +$230K +27,315 +19%
HKAM
20
Horizon Kinetics Asset Management
New York
$1.25M -$2.25K -268 -0.2%
SFS
21
Shaker Financial Services
Virginia
$1.25M +$535K +63,644 +81%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.08M -$17.4K -2,064 -2%
CAPTRUST Financial Advisors
23
CAPTRUST Financial Advisors
North Carolina
$904K -$28.2K -3,357 -3%
MC
24
Moors & Cabot
Massachusetts
$881K +$12.7K +1,509 +2%
PAG
25
Private Advisor Group
New Jersey
$865K +$60.1K +7,145 +8%
1
2 3 4

RMT Hedge Fund Activity: Q2 2023 in Review

85 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q2 2023, worth a combined $111M — up 1.1% from $110M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of RMT and 9 opened new positions — a net loss of 2 holders — while 24 trimmed existing stakes and 30 added.

The largest buyer was Punch & Associates Investment Management, adding an estimated $2.94M. The largest seller was 1832 Asset Management, exiting entirely with an estimated $1.43M sold.

  • 85 institutional investors held Royce Micro-Cap Trust (RMT) as of Q2 2023, down from 87 in Q1 2023.
  • Funds reported $111M of Royce Micro-Cap Trust stock for Q2 2023, up 1.1% quarter-over-quarter.
  • 9 funds opened new Royce Micro-Cap Trust positions in Q2 2023 and 11 closed out, a net change of -2 holders.
  • The largest Royce Micro-Cap Trust buyer in Q2 2023 was Punch & Associates Investment Management, an estimated $2.94M added.
  • The largest Royce Micro-Cap Trust seller in Q2 2023 was 1832 Asset Management, an estimated $1.43M sold.

Based on aggregated 13F filings for Q2 2023.