RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

48 hedge funds and large institutions have $78.8M invested in Royce Micro-Cap Trust in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 13 reducing their positions, and 1 closing their positions.

Holders
48
Holders Change
+6
Holders Change %
+14.29%
% of All Funds
1.56%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
7
Increased
21
Reduced
13
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$603K
2
DA
2
Doliver Advisors
Texas
$775K
3
Morgan Stanley
3
Morgan Stanley
New York
$18.2M
4
TC
4
TFS Capital
Pennsylvania
$416K
5
RIL
5
Rothschild Investment LLC
Illinois
$306K

Top Sellers

1
FIMG
1
Financial & Investment Management Group
Michigan
$640K
2
Wells Fargo
2
Wells Fargo
California
$10.6M
3
U
3
UBS
Switzerland
$5.01M
4
SG Americas Securities
4
SG Americas Securities
New York
$3.36M
5
BI
5
Bulldog Investors
New Jersey
$5.42M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$18.2M 1,553,997 +36,306 +2%
Wells Fargo
2
Wells Fargo
California
$10.6M 908,625 -31,830 -3%
BI
3
Bulldog Investors
New Jersey
$5.42M 462,764 -13,338 -3%
GFM
4
Gramercy Funds Management
Connecticut
$5.36M 457,538 +8,200 +2%
U
5
UBS
Switzerland
$5.01M 427,425 -28,760 -6%
NSAM
6
North Star Asset Management
Wisconsin
$4.59M 392,033 +19,324 +5%
SG Americas Securities
7
SG Americas Securities
New York
$3.36M 287,023 -26,500 -8%
BA
8
Bard Associates
Illinois
$2.85M 243,207 -2,473 -1%
Brown Advisory
9
Brown Advisory
Maryland
$2.64M 225,434 +3,791 +2%
LPL Financial
10
LPL Financial
California
$1.86M 155,166 +3,779 +2%
SFS
11
Shaker Financial Services
Virginia
$1.63M 139,127 +25,755 +23%
VFS
12
VSR Financial Services
Kansas
$1.49M 126,873 – –
FC
13
FCA Corp
Texas
$1.39M 119,049 +5,588 +5%
1CP
14
1607 Capital Partners
Virginia
$1.38M 117,811 – –
MAA
15
Mraz Amerine & Associates
California
$1.07M 91,686 +10,300 +13%
PAIM
16
Punch & Associates Investment Management
Minnesota
$1.02M 86,903 -941 -1%
First Trust Advisors
17
First Trust Advisors
Illinois
$1.01M 86,041 +2,219 +3%
DA
18
Doliver Advisors
Texas
$775K 66,178 +46,963 +244%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$717K 61,208 +10,246 +20%
FAAS
20
First Allied Advisory Services
California
$706K 60,189 +2,831 +5%
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$658K 56,191 +2,518 +5%
FIMG
22
Financial & Investment Management Group
Michigan
$640K 54,635 -81,168 -60%
WAM
23
Wolverine Asset Management
Illinois
$603K 51,506 +51,506 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$571K 48,751 -2,102 -4%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$562K 47,984 +5,698 +13%
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