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RMT

Royce Micro-Cap Trust

48 hedge funds and large institutions have $78.8M invested in Royce Micro-Cap Trust in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 13 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

62% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 13

14% more funds holding

Funds holding: 4248 (+6)

11% more capital invested

Capital invested by funds: $70.8M → $78.8M (+$7.96M)

0.02% more ownership

Funds ownership: 22.8%22.82% (+0.02%)

Holders
48
Holders Change
+6
Holders Change %
+14.29%
% of All Funds
1.56%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
21
Reduced
13
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.2M +$415K +36,306 +2%
Wells Fargo
2
Wells Fargo
California
$10.6M -$364K -31,830 -3%
BI
3
Bulldog Investors
New Jersey
$5.42M -$152K -13,338 -3%
GFM
4
Gramercy Funds Management
Connecticut
$5.36M +$93.7K +8,200 +2%
U
5
UBS
Switzerland
$5M -$329K -28,760 -6%
NSAM
6
North Star Asset Management
Wisconsin
$4.59M +$221K +19,324 +5%
SG Americas Securities
7
SG Americas Securities
New York
$3.36M -$303K -26,500 -8%
BA
8
Bard Associates
Illinois
$2.85M -$28.3K -2,473 -1%
Brown Advisory
9
Brown Advisory
Maryland
$2.64M +$43.3K +3,791 +2%
LPL Financial
10
LPL Financial
California
$1.86M +$43.2K +3,779 +2%
SFS
11
Shaker Financial Services
Virginia
$1.63M +$294K +25,755 +23%
VFS
12
VSR Financial Services
Kansas
$1.49M
FC
13
FCA Corp
Texas
$1.39M +$63.9K +5,588 +5%
1CP
14
1607 Capital Partners
Virginia
$1.38M
MAA
15
Mraz Amerine & Associates
California
$1.07M +$118K +10,300 +13%
PAIM
16
Punch & Associates Investment Management
Minnesota
$1.02M -$10.8K -941 -1%
First Trust Advisors
17
First Trust Advisors
Illinois
$1.01M +$25.4K +2,219 +3%
DA
18
Doliver Advisors
Texas
$775K +$537K +46,963 +244%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$717K +$117K +10,246 +20%
FAAS
20
First Allied Advisory Services
California
$706K +$32.4K +2,831 +5%
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$658K +$28.8K +2,518 +5%
FIMG
22
Financial & Investment Management Group
Michigan
$640K -$928K -81,168 -60%
WAM
23
Wolverine Asset Management
Illinois
$603K +$589K +51,506 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$571K -$24K -2,102 -4%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$562K +$65.1K +5,698 +13%

RMT Hedge Fund Activity: Q3 2013 in Review

48 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q3 2013, worth a combined $78.8M — up 11% from $70.8M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new RMT positions and 1 closed out — a net gain of 6 holders — while 21 added to existing stakes and 13 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $589K. The largest seller was Financial & Investment Management Group, cutting an estimated $928K.

  • 48 institutional investors held Royce Micro-Cap Trust (RMT) as of Q3 2013, up from 42 in Q2 2013.
  • Funds reported $78.8M of Royce Micro-Cap Trust stock for Q3 2013, up 11% quarter-over-quarter.
  • 7 funds opened new Royce Micro-Cap Trust positions in Q3 2013 and 1 closed out, a net change of +6 holders.
  • The largest Royce Micro-Cap Trust buyer in Q3 2013 was Wolverine Asset Management, an estimated $589K added.
  • The largest Royce Micro-Cap Trust seller in Q3 2013 was Financial & Investment Management Group, an estimated $928K sold.

Based on aggregated 13F filings for Q3 2013.