RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

74 hedge funds and large institutions have $97.4M invested in Royce Micro-Cap Trust in 2018 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 28 reducing their positions, and 7 closing their positions.

Holders
74
Holders Change
+4
Holders Change %
+5.71%
% of All Funds
1.69%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
29
Reduced
28
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$3.94M
2
FAAS
2
First Allied Advisory Services
California
$2.98M
3
MML Investors Services
3
MML Investors Services
Massachusetts
$1.2M
4
NMC
4
Nine Masts Capital
Hong Kong
$575K
5
MSAM
5
Moloney Securities Asset Management
Missouri
$502K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$328K
2
BlackRock
2
BlackRock
New York
$0
3
RCM
3
Rivernorth Capital Management
Florida
$0
4
HK
4
Horizon Kinetics
New York
$25.4M
5
FAIM
5
Financial Advocates Investment Management
Washington
$0
Name Market Value Shares Shares
Change 		Shares
Change %
HK
1
Horizon Kinetics
New York
$25.4M 2,483,347 -47,036 -2%
Wells Fargo
2
Wells Fargo
California
$9.07M 887,975 +46,543 +6%
UBS Group
3
UBS Group
Switzerland
$7.41M 725,723 -16,802 -2%
Morgan Stanley
4
Morgan Stanley
New York
$7.23M 707,653 +16,327 +2%
AAM
5
Advisors Asset Management
Colorado
$3.94M 385,846 +212,645 +123%
FC
6
FCA Corp
Texas
$3.4M 333,172 -1,705 -0.5%
FHA
7
Flagship Harbor Advisors
Massachusetts
$3.13M 308,941 -8,131 -3%
FAAS
8
First Allied Advisory Services
California
$2.98M 294,708 +116,970 +66%
PAIM
9
Punch & Associates Investment Management
Minnesota
$2.27M 222,615 -23,553 -10%
AA
10
Advisory Alpha
Michigan
$2.22M 257,520 +9,481 +4%
BA
11
Bard Associates
Illinois
$2.13M 208,655 -5,571 -3%
TFF
12
The Family Firm
Maryland
$2.05M 200,862 -2,257 -1%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.98M 193,981 +26,725 +16%
LPL Financial
14
LPL Financial
California
$1.54M 150,997 +25,043 +20%
MAA
15
Mraz Amerine & Associates
California
$1.51M 148,265 -600 -0.4%
FFA
16
First Foundation Advisors
California
$1.47M 143,493 -3,382 -2%
JIP
17
Jaffetilchin Investment Partners
Florida
$1.42M 138,868 +3,491 +3%
MML Investors Services
18
MML Investors Services
Massachusetts
$1.2M 117,971 +66,126 +128%
Stifel Financial
19
Stifel Financial
Missouri
$1.05M 103,054 -6,280 -6%
PC
20
Pecaut & Co
Iowa
$910K 89,120 +1,535 +2%
Bank of America
21
Bank of America
North Carolina
$900K 88,159 -1,197 -1%
Brown Advisory
22
Brown Advisory
Maryland
$829K 81,222 – –
RJA
23
Raymond James & Associates
Florida
$805K 78,882 +5,431 +7%
NSAM
24
North Star Asset Management
Wisconsin
$666K 65,207 -4,816 -7%
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$623K 61,056 +25,021 +69%
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