Horizon Kinetics’s Royce Micro-Cap Trust RMT Stock Holding History

Horizon Kinetics’s Portfolio RMT Stock Details RMT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$20.4M	Buy	2,745,981 +262,634	+11%	+$2.25M	0.67%	23
2018 Q3	$25.4M	Sell	2,483,347 -47,036	-2%	-$490K	0.62%	23
2018 Q2	$25.3M	Sell	2,530,383 -62,720	-2%	-$620K	0.65%	23
2018 Q1	$24.3M	Sell	2,593,103 -105,618	-4%	-$1M	0.71%	25
2017 Q4	$25.5M	Sell	2,698,721 -110,639	-4%	-$1.03M	0.75%	24
2017 Q3	$26.4M	Sell	2,809,360 -155,988	-5%	-$1.35M	0.77%	23
2017 Q2	$25.6M	Sell	2,965,348 -123,003	-4%	-$1.06M	0.84%	24
2017 Q1	$25.9M	Buy	3,088,351 +268,191	+10%	+$2.23M	0.82%	25
2016 Q4	$23M	Buy	2,820,160 +269,255	+11%	+$2.11M	0.74%	24
2016 Q3	$19.9M	Sell	2,550,905 -40,809	-2%	-$316K	0.56%	33
2016 Q2	$19M	Buy	2,591,714 +2,473,038	+2,084%	+$18M	0.48%	37
2016 Q1	$831K	Buy	+118,676	New	+$787K	0.02%	223

Other funds holding RMT

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

FCA Corp Houston, Texas $354M AUM 17.74% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.27B AUM 18.34% 1-Year Est. Return

TFF

The Family Firm Bethesda, Maryland $415M AUM 12.42% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Horizon Kinetics's RMT Position: Q4 2018 in Review

Horizon Kinetics increased its Royce Micro-Cap Trust (RMT) stake by 11% in Q4 2018, buying an estimated $2.25M and bringing the position to 2,745,981 shares worth $20.4M. The position accounts for 0.67% of the portfolio, ranked #23.

Horizon Kinetics first reported a position in RMT in Q1 2016 and has held it in 12 quarters since. The position peaked at $26.4M in Q3 2017. 77 funds tracked by Wall St. Rank hold RMT as of Q4 2018.

Horizon Kinetics held 2,745,981 shares of Royce Micro-Cap Trust worth $20.4M as of Q4 2018.
Horizon Kinetics bought 262,634 Royce Micro-Cap Trust shares in Q4 2018, an estimated $2.25M.
Royce Micro-Cap Trust made up 0.67% of Horizon Kinetics's portfolio in Q4 2018, its #23 holding.
Horizon Kinetics first reported a position in Royce Micro-Cap Trust in Q1 2016 and has held it in 12 quarters since.
Horizon Kinetics's Royce Micro-Cap Trust position peaked at $26.4M in Q3 2017.
77 funds tracked by Wall St. Rank held Royce Micro-Cap Trust as of Q4 2018.

Based on Horizon Kinetics's 13F filing for Q4 2018, filed 14 Feb 2019.