RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

77 hedge funds and large institutions have $78.6M invested in Royce Micro-Cap Trust in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 34 increasing their positions, 23 reducing their positions, and 14 closing their positions.

Holders
77
Holders Change
+3
Holders Change %
+4.05%
% of All Funds
1.72%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
34
Reduced
23
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HK
1
Horizon Kinetics
New York
$20.4M
2
WAM
2
Wolverine Asset Management
Illinois
$1.66M
3
SFS
3
Shaker Financial Services
Virginia
$1.5M
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$2.76M
5
FAAS
5
First Allied Advisory Services
California
$3.29M

Top Sellers

1
AA
1
Advisory Alpha
Michigan
$0
2
NMC
2
Nine Masts Capital
Hong Kong
$0
3
CCP
3
Cardan Capital Partners
Colorado
$0
4
MSAM
4
Moloney Securities Asset Management
Missouri
$0
5
IFWM
5
Institute for Wealth Management
Colorado
$0
Name Market Value Shares Shares
Change 		Shares
Change %
HK
1
Horizon Kinetics
New York
$20.4M 2,745,981 +262,634 +11%
Wells Fargo
2
Wells Fargo
California
$7.19M 968,549 +80,574 +9%
UBS Group
3
UBS Group
Switzerland
$5.64M 760,036 +34,313 +5%
Morgan Stanley
4
Morgan Stanley
New York
$5.04M 678,964 -28,689 -4%
AAM
5
Advisors Asset Management
Colorado
$3.73M 502,309 +116,463 +30%
FAAS
6
First Allied Advisory Services
California
$3.29M 433,037 +138,329 +47%
PAIM
7
Punch & Associates Investment Management
Minnesota
$2.76M 371,388 +148,773 +67%
FC
8
FCA Corp
Texas
$2.37M 319,302 -13,870 -4%
FHA
9
Flagship Harbor Advisors
Massachusetts
$2.36M 318,509 +9,568 +3%
TFF
10
The Family Firm
Maryland
$1.72M 231,437 +30,575 +15%
WAM
11
Wolverine Asset Management
Illinois
$1.66M 223,784 +223,784 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.56M 210,483 +16,502 +9%
BA
13
Bard Associates
Illinois
$1.53M 206,430 -2,225 -1%
SFS
14
Shaker Financial Services
Virginia
$1.5M 201,988 +169,884 +529%
Stifel Financial
15
Stifel Financial
Missouri
$1.31M 176,841 +73,787 +72%
LPL Financial
16
LPL Financial
California
$1.2M 161,050 +10,053 +7%
MAA
17
Mraz Amerine & Associates
California
$1.08M 145,782 -2,483 -2%
FFA
18
First Foundation Advisors
California
$803K 108,176 -35,317 -25%
JIP
19
Jaffetilchin Investment Partners
Florida
$803K 108,176 -30,692 -22%
RJA
20
Raymond James & Associates
Florida
$668K 90,015 +11,133 +14%
PC
21
Pecaut & Co
Iowa
$662K 89,208 +88 +0.1%
MML Investors Services
22
MML Investors Services
Massachusetts
$629K 84,767 -33,204 -28%
Brown Advisory
23
Brown Advisory
Maryland
$613K 82,677 +1,455 +2%
WAM
24
Weiss Asset Management
Massachusetts
$504K 67,890 +67,890 New
CA
25
Cornerstone Advisors
North Carolina
$460K 62,023 +62,023 New
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