We are live on ! Find out more
RMT

Royce Micro-Cap Trust

77 hedge funds and large institutions have $78.6M invested in Royce Micro-Cap Trust in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 34 increasing their positions, 23 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 23

29% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 14

4% more funds holding

Funds holding: 7477 (+3)

2.6% more ownership

Funds ownership: 24.97%27.57% (+2.6%)

19% less capital invested

Capital invested by funds: $97.4M → $78.6M (-$18.8M)

Holders
77
Holders Change
+3
Holders Change %
+4.05%
% of All Funds
1.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
34
Reduced
23
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$20.4M +$2.25M +262,634 +11%
Wells Fargo
2
Wells Fargo
California
$7.19M +$692K +80,574 +9%
UBS Group
3
UBS Group
Switzerland
$5.64M +$295K +34,313 +5%
Morgan Stanley
4
Morgan Stanley
New York
$5.04M -$246K -28,689 -4%
AAM
5
Advisors Asset Management
Colorado
$3.73M +$1,000K +116,463 +30%
FAAS
6
First Allied Advisory Services
California
$3.29M +$1.19M +138,329 +47%
PAIM
7
Punch & Associates Investment Management
Minnesota
$2.76M +$1.28M +148,773 +67%
FC
8
FCA Corp
Texas
$2.37M -$119K -13,870 -4%
FHA
9
Flagship Harbor Advisors
Massachusetts
$2.36M +$82.2K +9,568 +3%
TFF
10
The Family Firm
Maryland
$1.72M +$263K +30,575 +15%
WAM
11
Wolverine Asset Management
Illinois
$1.66M +$1.92M +223,784 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.56M +$142K +16,502 +9%
BA
13
Bard Associates
Illinois
$1.53M -$19.1K -2,225 -1%
SFS
14
Shaker Financial Services
Virginia
$1.5M +$1.46M +169,884 +529%
Stifel Financial
15
Stifel Financial
Missouri
$1.31M +$634K +73,787 +72%
LPL Financial
16
LPL Financial
California
$1.2M +$86.3K +10,053 +7%
MAA
17
Mraz Amerine & Associates
California
$1.08M -$21.3K -2,483 -2%
FFA
18
First Foundation Advisors
California
$803K -$303K -35,317 -25%
JIP
19
Jaffetilchin Investment Partners
Florida
$803K -$264K -30,692 -22%
RJA
20
Raymond James & Associates
Florida
$668K +$95.6K +11,133 +14%
PC
21
Pecaut & Co
Iowa
$662K +$756 +88 +0.1%
MML Investors Services
22
MML Investors Services
Massachusetts
$629K -$285K -33,204 -28%
Brown Advisory
23
Brown Advisory
Maryland
$613K +$12.5K +1,455 +2%
WAM
24
Weiss Asset Management
Massachusetts
$504K +$583K +67,890 New
CA
25
Cornerstone Advisors
North Carolina
$460K +$533K +62,023 New

RMT Hedge Fund Activity: Q4 2018 in Review

77 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q4 2018, worth a combined $78.6M — down 19% from $97.4M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new RMT positions and 14 closed out — a net gain of 4 holders — while 34 added to existing stakes and 23 trimmed.

The largest buyer was Horizon Kinetics, adding an estimated $2.25M. The largest seller was Advisory Alpha, exiting entirely with an estimated $2.21M sold.

  • 77 institutional investors held Royce Micro-Cap Trust (RMT) as of Q4 2018, up from 74 in Q3 2018.
  • Funds reported $78.6M of Royce Micro-Cap Trust stock for Q4 2018, down 19% quarter-over-quarter.
  • 18 funds opened new Royce Micro-Cap Trust positions in Q4 2018 and 14 closed out, a net change of +4 holders.
  • The largest Royce Micro-Cap Trust buyer in Q4 2018 was Horizon Kinetics, an estimated $2.25M added.
  • The largest Royce Micro-Cap Trust seller in Q4 2018 was Advisory Alpha, an estimated $2.21M sold.

Based on aggregated 13F filings for Q4 2018.