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RMT

Royce Micro-Cap Trust

67 hedge funds and large institutions have $88.6M invested in Royce Micro-Cap Trust in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 32 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

78% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 18

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

9% more capital invested

Capital invested by funds: $81.5M → $88.6M (+$7.1M)

2% more funds holding

Funds holding: 6667 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.14% less ownership

Funds ownership: 31.83%30.68% (-1.1%)

Holders
67
Holders Change
+1
Holders Change %
+1.52%
% of All Funds
1.79%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
32
Reduced
18
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$19.9M -$316K -40,809 -2%
Wells Fargo
2
Wells Fargo
California
$5.52M -$261K -33,695 -5%
OA
3
Oxbow Advisors
Texas
$5.37M -$338K -43,634 -6%
GFM
4
Gramercy Funds Management
Connecticut
$5.11M
UBS Group
5
UBS Group
Switzerland
$4.48M +$196K +25,288 +5%
PAIM
6
Punch & Associates Investment Management
Minnesota
$4.47M -$243K -31,380 -5%
Morgan Stanley
7
Morgan Stanley
New York
$4.16M -$2.11M -272,265 -34%
CA
8
Cornerstone Advisors
North Carolina
$3.92M +$589K +76,013 +18%
RCM
9
Rivernorth Capital Management
Florida
$3.61M +$3.58M +462,375 New
FIMG
10
Financial & Investment Management Group
Michigan
$3.57M -$2M -258,399 -36%
SFS
11
Shaker Financial Services
Virginia
$2.93M +$1.93M +248,796 +196%
FC
12
FCA Corp
Texas
$2.47M +$93.2K +12,036 +4%
BA
13
Bard Associates
Illinois
$2.21M -$69.4K -8,955 -3%
TFF
14
The Family Firm
Maryland
$1.94M +$8.32K +1,074 +0.4%
RJA
15
Raymond James & Associates
Florida
$1.84M +$96.4K +12,449 +6%
Bank of Nova Scotia
16
Bank of Nova Scotia
Ontario, Canada
$1.55M +$324K +41,806 +27%
Citigroup
17
Citigroup
New York
$1.43M +$1.02M +131,644 +254%
FC
18
Fiduciary Counselling
Minnesota
$1.2M +$12K +1,554 +1%
DA
19
Doliver Advisors
Texas
$851K +$115K +14,857 +16%
MAA
20
Mraz Amerine & Associates
California
$838K
AG
21
Advisor Group
Arizona
$801K -$61.7K -7,964 -7%
Brown Advisory
22
Brown Advisory
Maryland
$764K +$589 +76 +0.1%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$758K -$20.2K -2,603 -3%
NSAM
24
North Star Asset Management
Wisconsin
$686K -$99.3K -12,826 -13%
FAAS
25
First Allied Advisory Services
California
$674K +$50.9K +6,572 +8%

RMT Hedge Fund Activity: Q3 2016 in Review

67 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q3 2016, worth a combined $88.6M — up 8.7% from $81.5M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new RMT positions and 6 closed out — a net gain of 2 holders — while 32 added to existing stakes and 18 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $3.58M. The largest seller was Morgan Stanley, cutting an estimated $2.11M.

  • 67 institutional investors held Royce Micro-Cap Trust (RMT) as of Q3 2016, up from 66 in Q2 2016.
  • Funds reported $88.6M of Royce Micro-Cap Trust stock for Q3 2016, up 8.7% quarter-over-quarter.
  • 8 funds opened new Royce Micro-Cap Trust positions in Q3 2016 and 6 closed out, a net change of +2 holders.
  • The largest Royce Micro-Cap Trust buyer in Q3 2016 was Rivernorth Capital Management, an estimated $3.58M added.
  • The largest Royce Micro-Cap Trust seller in Q3 2016 was Morgan Stanley, an estimated $2.11M sold.

Based on aggregated 13F filings for Q3 2016.