RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

67 hedge funds and large institutions have $88.6M invested in Royce Micro-Cap Trust in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 32 increasing their positions, 18 reducing their positions, and 6 closing their positions.

Holders
67
Holders Change
+1
Holders Change %
+1.52%
% of All Funds
1.79%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
32
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$3.61M
2
SFS
2
Shaker Financial Services
Virginia
$2.93M
3
Citigroup
3
Citigroup
New York
$1.43M
4
CA
4
Cornerstone Advisors
North Carolina
$3.92M
5
Bank of Nova Scotia
5
Bank of Nova Scotia
Ontario, Canada
$1.55M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$4.16M
2
FIMG
2
Financial & Investment Management Group
Michigan
$3.57M
3
BWP
3
BSW Wealth Partners
Colorado
$0
4
TC
4
TFS Capital
Pennsylvania
$0
5
OA
5
Oxbow Advisors
Texas
$5.37M
Name Market Value Shares Shares
Change 		Shares
Change %
HK
1
Horizon Kinetics
New York
$19.9M 2,550,905 -40,809 -2%
Wells Fargo
2
Wells Fargo
California
$5.52M 706,862 -33,695 -5%
OA
3
Oxbow Advisors
Texas
$5.37M 687,761 -43,634 -6%
GFM
4
Gramercy Funds Management
Connecticut
$5.11M 654,140 – –
UBS Group
5
UBS Group
Switzerland
$4.48M 573,521 +25,288 +5%
PAIM
6
Punch & Associates Investment Management
Minnesota
$4.47M 572,760 -31,380 -5%
Morgan Stanley
7
Morgan Stanley
New York
$4.16M 532,101 -272,265 -34%
CA
8
Cornerstone Advisors
North Carolina
$3.92M 501,488 +76,013 +18%
RCM
9
Rivernorth Capital Management
Florida
$3.61M 462,375 +462,375 New
FIMG
10
Financial & Investment Management Group
Michigan
$3.57M 457,036 -258,399 -36%
SFS
11
Shaker Financial Services
Virginia
$2.93M 375,623 +248,796 +196%
FC
12
FCA Corp
Texas
$2.47M 316,563 +12,036 +4%
BA
13
Bard Associates
Illinois
$2.21M 283,046 -8,955 -3%
TFF
14
The Family Firm
Maryland
$1.94M 247,933 +1,074 +0.4%
RJA
15
Raymond James & Associates
Florida
$1.84M 235,513 +12,449 +6%
Bank of Nova Scotia
16
Bank of Nova Scotia
Ontario, Canada
$1.55M 198,526 +41,806 +27%
Citigroup
17
Citigroup
New York
$1.43M 183,564 +131,644 +254%
FC
18
Fiduciary Counselling
Minnesota
$1.2M 153,168 +1,554 +1%
DA
19
Doliver Advisors
Texas
$851K 109,020 +14,857 +16%
MAA
20
Mraz Amerine & Associates
California
$838K 107,238 – –
AG
21
Advisor Group
Arizona
$801K 102,610 -7,964 -7%
Brown Advisory
22
Brown Advisory
Maryland
$764K 97,884 +76 +0.1%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$758K 97,083 -2,603 -3%
NSAM
24
North Star Asset Management
Wisconsin
$686K 87,857 -12,826 -13%
FAAS
25
First Allied Advisory Services
California
$674K 86,305 +6,572 +8%
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