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RMT

Royce Micro-Cap Trust

98 hedge funds and large institutions have $174M invested in Royce Micro-Cap Trust in 2021 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 41 increasing their positions, 24 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 24

45% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 11

3% more funds holding

Funds holding: 9598 (+3)

3% less capital invested

Capital invested by funds: $179M → $174M (-$4.5M)

1.45% less ownership

Funds ownership: 35.38%33.93% (-1.5%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
98
Holders Change
+3
Holders Change %
+3.16%
% of All Funds
1.51%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
16
Increased
41
Reduced
24
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$24.9M +$2.69M +231,214 +12%
AAM
2
Advisors Asset Management
Colorado
$12.8M -$205K -17,571 -2%
Wells Fargo
3
Wells Fargo
California
$10.8M -$8.55M -734,174 -44%
UBS Group
4
UBS Group
Switzerland
$9.75M +$245K +20,995 +3%
1CP
5
1607 Capital Partners
Virginia
$9.66M +$598K +51,350 +7%
PPA
6
Parametric Portfolio Associates
Washington
$9.63M +$197K +16,878 +2%
KIM
7
Karpus Investment Management
New York
$8.57M -$8.62M -740,163 -50%
Allspring Global Investments
8
Allspring Global Investments
North Carolina
$7.4M +$7.47M +641,011 New
CA
9
Cornerstone Advisors
North Carolina
$6.95M -$556K -47,700 -7%
PAIM
10
Punch & Associates Investment Management
Minnesota
$5.42M +$922K +79,130 +20%
SFS
11
Shaker Financial Services
Virginia
$4.74M -$936K -80,346 -16%
Bank of America
12
Bank of America
North Carolina
$3.82M +$143K +12,258 +4%
FHA
13
Flagship Harbor Advisors
Massachusetts
$3.78M +$214K +18,411 +6%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
$3.56M +$88.9K +7,630 +3%
RJA
15
Raymond James & Associates
Florida
$3.31M +$442K +37,934 +15%
FC
16
FCA Corp
Texas
$3.13M -$420K -36,067 -12%
BA
17
Bard Associates
Illinois
$2.92M -$6.99K -600 -0.2%
TFF
18
The Family Firm
Maryland
$2.81M +$60.7K +5,208 +2%
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$2.79M +$190K +16,285 +7%
HKAM
20
Horizon Kinetics Asset Management
New York
$2.46M -$1.36M -116,705 -35%
QC
21
Quantedge Capital
Singapore
$1.84M +$170K +14,566 +10%
Osaic Holdings
22
Osaic Holdings
Arizona
$1.66M +$42.1K +3,614 +3%
MAA
23
Mraz Amerine & Associates
California
$1.42M -$15.1K -1,300 -1%
LPL Financial
24
LPL Financial
California
$1.41M +$71K +6,099 +5%
COLIM
25
City of London Investment Management
United Kingdom
$1.36M +$1.37M +117,836 New

RMT Hedge Fund Activity: Q4 2021 in Review

98 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q4 2021, worth a combined $174M — down 2.5% from $179M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new RMT positions and 11 closed out — a net gain of 5 holders — while 41 added to existing stakes and 24 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.69M. The largest seller was Karpus Investment Management, cutting an estimated $8.62M.

  • 98 institutional investors held Royce Micro-Cap Trust (RMT) as of Q4 2021, up from 95 in Q3 2021.
  • Funds reported $174M of Royce Micro-Cap Trust stock for Q4 2021, down 2.5% quarter-over-quarter.
  • 16 funds opened new Royce Micro-Cap Trust positions in Q4 2021 and 11 closed out, a net change of +5 holders.
  • The largest Royce Micro-Cap Trust buyer in Q4 2021 was Morgan Stanley, an estimated $2.69M added.
  • The largest Royce Micro-Cap Trust seller in Q4 2021 was Karpus Investment Management, an estimated $8.62M sold.

Based on aggregated 13F filings for Q4 2021.