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RMT

Royce Micro-Cap Trust

89 hedge funds and large institutions have $109M invested in Royce Micro-Cap Trust in 2022 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 42 increasing their positions, 23 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 23

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 11

0.8% less ownership

Funds ownership: 31.78%30.98% (-0.8%)

1% less funds holding

Funds holding: 9089 (-1)

8% less capital invested

Capital invested by funds: $118M → $109M (-$8.88M)

Holders
89
Holders Change
-1
Holders Change %
-1.11%
% of All Funds
1.53%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
42
Reduced
23
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.4M -$3.72M -418,112 -13%
1CP
2
1607 Capital Partners
Virginia
$7.9M -$130K -14,667 -1%
UBS Group
3
UBS Group
Switzerland
$7.53M +$404K +45,406 +5%
AAM
4
Advisors Asset Management
Colorado
$7.47M +$516K +58,005 +7%
Wells Fargo
5
Wells Fargo
California
$6.88M +$365K +41,038 +5%
Allspring Global Investments
6
Allspring Global Investments
North Carolina
$6.18M +$792K +89,099 +13%
SFS
7
Shaker Financial Services
Virginia
$5.19M +$973K +109,432 +20%
PAIM
8
Punch & Associates Investment Management
Minnesota
$4.13M +$477K +53,685 +12%
Bank of America
9
Bank of America
North Carolina
$2.99M -$38.5K -4,337 -1%
FHA
10
Flagship Harbor Advisors
Massachusetts
$2.87M +$82K +9,225 +3%
MAA
11
Mraz Amerine & Associates
California
$2.76M +$288K +32,456 +10%
1832 Asset Management
12
1832 Asset Management
Ontario, Canada
$2.4M
FC
13
FCA Corp
Texas
$2.23M +$33.6K +3,785 +1%
RJA
14
Raymond James & Associates
Florida
$2.09M +$133K +15,016 +6%
TFF
15
The Family Firm
Maryland
$1.95M +$23.6K +2,661 +1%
BA
16
Bard Associates
Illinois
$1.94M -$14.2K -1,600 -0.6%
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$1.77M +$10.3K +1,157 +0.5%
LPL Financial
18
LPL Financial
California
$1.44M +$490K +55,187 +44%
Osaic Holdings
19
Osaic Holdings
Arizona
$1.34M +$103K +11,576 +7%
HKAM
20
Horizon Kinetics Asset Management
New York
$1.14M -$7.79K -876 -0.6%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.1M +$122K +13,719 +11%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$929K -$28.9K -3,250 -3%
COLIM
23
City of London Investment Management
United Kingdom
$818K -$131K -14,788 -13%
CAPTRUST Financial Advisors
24
CAPTRUST Financial Advisors
North Carolina
$796K +$892K +100,322 New
PAG
25
Private Advisor Group
New Jersey
$747K +$109K +12,283 +15%

RMT Hedge Fund Activity: Q3 2022 in Review

89 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q3 2022, worth a combined $109M — down 7.5% from $118M a quarter earlier.

Fund positioning in RMT was balanced in Q3 2022: 11 funds opened new positions, 11 closed out, 42 added to existing stakes and 23 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $973K. The largest seller was Morgan Stanley, cutting an estimated $3.72M.

  • 89 institutional investors held Royce Micro-Cap Trust (RMT) as of Q3 2022, down from 90 in Q2 2022.
  • Funds reported $109M of Royce Micro-Cap Trust stock for Q3 2022, down 7.5% quarter-over-quarter.
  • 11 funds opened new Royce Micro-Cap Trust positions in Q3 2022 and 11 closed out, a net change of 0 holders.
  • The largest Royce Micro-Cap Trust buyer in Q3 2022 was Shaker Financial Services, an estimated $973K added.
  • The largest Royce Micro-Cap Trust seller in Q3 2022 was Morgan Stanley, an estimated $3.72M sold.

Based on aggregated 13F filings for Q3 2022.