Shepherd Kaplan Krochuk’s Royce Micro-Cap Trust RMT Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio RMT Stock Details RMT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-56,530	Closed	-$473K	–	181
2022 Q2	$473K	Hold	56,530	–	–	0.21%	91
2022 Q1	$595K	Hold	56,530	–	–	0.23%	81
2021 Q4	$653K	Buy	56,530 +950	+2%	+$11.1K	0.24%	78
2021 Q3	$635K	Buy	55,580 +13,300	+31%	+$157K	0.23%	71
2021 Q2	$524K	Buy	42,280 +8,010	+23%	+$95.8K	0.19%	93
2021 Q1	$387K	Hold	34,270	–	–	0.15%	103
2020 Q4	$347K	Hold	34,270	–	–	0.13%	118
2020 Q3	$263K	Hold	34,270	–	–	0.11%	134
2020 Q2	$247K	Hold	34,270	–	–	0.11%	143
2020 Q1	$191K	Hold	34,270	–	–	0.31%	96
2019 Q4	$293K	Hold	34,270	–	–	0.22%	117
2019 Q3	$276K	Buy	34,270 +15,270	+80%	+$123K	0.2%	123
2019 Q2	$156K	Hold	19,000	–	–	0.11%	149
2019 Q1	$158K	Hold	19,000	–	–	0.1%	155
2018 Q4	$141K	Sell	19,000 -10,000	-34%	-$85.9K	0.1%	154
2018 Q3	$296K	Hold	29,000	–	–	0.15%	150
2018 Q2	$290K	Hold	29,000	–	–	0.18%	146
2018 Q1	$271K	Hold	29,000	–	–	0.16%	162
2017 Q4	$274K	Hold	29,000	–	–	0.17%	153
2017 Q3	$272K	Hold	29,000	–	–	0.23%	129
2017 Q2	$251K	Buy	29,000 +600	+2%	+$5.15K	0.15%	145
2017 Q1	$238K	Hold	28,400	–	–	0.12%	148
2016 Q4	$232K	Buy	28,400 +10,430	+58%	+$81.7K	0.07%	159
2016 Q3	$140K	Hold	17,970	–	–	0.03%	284
2016 Q2	$132K	Hold	17,970	–	–	0.03%	279
2016 Q1	$126K	Hold	17,970	–	–	0.04%	235
2015 Q4	$130K	Buy	17,970 +430	+2%	+$3.34K	0.03%	325
2015 Q3	$136K	Hold	17,540	–	–	0.04%	310
2015 Q2	$162K	Hold	17,540	–	–	0.03%	332
2015 Q1	$172K	Hold	17,540	–	–	0.03%	304
2014 Q4	$177K	Hold	17,540	–	–	0.03%	367
2014 Q3	$206K	Hold	17,540	–	–	0.03%	432
2014 Q2	$221K	Buy	17,540 +3,620	+26%	+$43.9K	0.02%	424
2014 Q1	$170K	Hold	13,920	–	–	0.02%	474
2013 Q4	$176K	Hold	13,920	–	–	0.02%	446
2013 Q3	$163K	Hold	13,920	–	–	0.03%	463
2013 Q2	$150K	Buy	+13,920	New	+$149K	0.03%	477

Other funds holding RMT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.27B AUM 18.34% 1-Year Est. Return

Shepherd Kaplan Krochuk's RMT Position: Q3 2022 in Review

Shepherd Kaplan Krochuk sold out of Royce Micro-Cap Trust (RMT) in Q3 2022, closing a stake of 56,530 shares — an estimated $473K sold.

Shepherd Kaplan Krochuk first reported a position in RMT in Q2 2013 and held it in 37 quarters. The position peaked at $653K in Q4 2021. 89 funds tracked by Wall St. Rank hold RMT as of Q3 2022.

Shepherd Kaplan Krochuk reported no remaining Royce Micro-Cap Trust position as of Q3 2022 after selling out during the quarter.
Shepherd Kaplan Krochuk sold 56,530 Royce Micro-Cap Trust shares in Q3 2022, an estimated $473K.
Shepherd Kaplan Krochuk first reported a position in Royce Micro-Cap Trust in Q2 2013 and held it in 37 quarters.
Shepherd Kaplan Krochuk's Royce Micro-Cap Trust position peaked at $653K in Q4 2021.
89 funds tracked by Wall St. Rank held Royce Micro-Cap Trust as of Q3 2022.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2022, filed 9 Nov 2022.